300+ Compliance Management Jobs - June 2026 - High Salaries
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"compliance management"
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Senior Manager Business Management, Risk and Compliance Singapore Senior Manager Business Management, Risk and Compliance Singapore
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
SGD12,000 - SGD12,000 Per Month
Singapore
- Coordinate with regional Risk and Compliance Control Office to ensure proper support on issue management process and continuous monitoring activities where appropriate; Lead the coordination of Business Continuity Planning and Deputy BIRO activities, where appropriate
- Support market Chief Risk and Compliance Officer to execute global, regional or local people related initiative by working with HR, Communications, Talent team to enable the building of high performing team culture
- Third Party Management (internal and external) – Monitor performance and ensure service / performance level agreements are set correctly and honoured from both as a Service Provider and Service Recipient ...
Posted
12 days ago
Undisclosed
Singapore
- Analyze supply chain compliance risk data (from internal systems, third-party providers, and assessments) to identify trends, assess potential impacts, evaluate control effectiveness, and uncover opportunities for mitigation within Mattel's supply chain.
- Manage the intake, review, and initial assessment of data and reports from third-party supply chain risk intelligence providers, escalating significant findings as appropriate.
- Develop, refine, and manage project management processes for specific compliance risk tasks or initiatives within the GRC function, prioritizing leveraging technology and automation. ...
Posted
18 days ago
Undisclosed
KL City
- Analyze supply chain compliance risk data (from internal systems, third-party providers, and assessments) to identify trends, assess potential impacts, evaluate control effectiveness, and uncover opportunities for mitigation within Mattel's supply chain.
- Manage the intake, review, and initial assessment of data and reports from third-party supply chain risk intelligence providers, escalating significant findings as appropriate.
- Develop, refine, and manage project management processes for specific compliance risk tasks or initiatives within the GRC function, prioritizing leveraging technology and automation. ...
Posted
18 days ago
Undisclosed
Hong Kong
- Supporting compliance activities within wealth management operations
- Ensuring adherence to regulatory requirements and internal policies
- Assisting with compliance monitoring and reporting activities ...
Posted
15 days ago
Regulatory Compliance, VP (7-month Contract) - Asset Management Regulatory Compliance, VP (7-month Contract) - Asset Management
GRAVITAS RECRUITMENT GROUP (SG) PTE. LTD.
SGD7,500 - SGD7,500 Per Month
Singapore
- Partner with business, risk, legal, and regional teams to drive regulatory and compliance initiatives.
- Prepare management reporting and present compliance-related updates to senior stakeholders.
- Support interactions with regulators, audits, and internal governance committees. ...
Posted
4 days ago
Undisclosed
Singapore
- Domain Expertise & Market Knowledge: 15+ years of experience in solution architecture, product management, solution engineering, or senior client facing roles focused on front office investment technology. Deep domain knowledge of portfolio management workflows including portfolio construction, rebalancing, sleeve level management, and total portfolio view. Strong understanding of order management and trade execution across asset classes, including OMS/EMS integration patterns, FIX protocol, and best execution frameworks. Knowledge of investment compliance workflows and regulatory requirements (MiFID II, Dodd Frank).
- Trusted Advisor Credibility: Demonstrated ability to engage with portfolio managers, traders, compliance officers, and CIOs with credibility and authority. Consultative approach with experience holding the line on recommended approaches while maintaining strong client relationships. Fluency in both strategy (front office operating models, target state workflows) and execution (how SimCorp enables them).
- Strategic Communication & Influence: Experience translating between institutional client requirements and product strategy within the front office domain. Ability to synthesize market feedback, competitive signals, and implementation learnings into actionable product recommendations.
Posted
8 days ago
Undisclosed
Taikoo Shing
- Major accountabilities
- Support the implementation and ongoing enhancement of the compliance program for Sun Life Investment Management Asia Limited by establishing, maintaining and improving compliance standards, controls, policies and procedures to promote compliance with applicable laws, regulations and internal requirements.
- Support regulatory reviews, examinations, inquiries and audits to ensure timely, accurate and well-governed regulatory engagement. ...
Posted
4 days ago
Undisclosed
Singapore
- Develop and maintain appropriate compliance, risk management and control systems across AIA IM and the SPVs with reference to relevant best practice, legal and regulatory standards and within the Governance Frameworks of AIAIM and the SPVs
- Chair the AIA IM management Risk Committee,
- Conduct regular risk assessments on financial, investment and operational risks. ...
Posted
19 days ago
Undisclosed
Taikoo Shing
- Major accountabilities
- Support the implementation and ongoing enhancement of the compliance program for Sun Life Investment Management Asia Limited by establishing, maintaining and improving compliance standards, controls, policies and procedures to promote compliance with applicable laws, regulations and internal requirements.
- Support regulatory reviews, examinations, inquiries and audits to ensure timely, accurate and well-governed regulatory engagement. ...
Posted
5 days ago
SGD5,000 - SGD5,000 Per Month
Singapore
- Review client transactions for the period under review and flag out any suspicious transactions with regard to unknown 3rd parties; commercial nature etc.
- Perform risk assessment and make decisions with regards to unblocking of accounts
- Conducting investigations and filing suspicious transaction reports (STRs) as appropriate. ...
Posted
20 days ago
Head of Compliance | Fund - Wealth Management Platform Head of Compliance | Fund - Wealth Management Platform
Swiss-Asia Financial Services Pte Ltd
Undisclosed
Singapore
- Maintain and enhance compliance policies and procedures in line with regulatory expectations
- Ensure implementation of internal controls across fund onboarding and lifecycle, client onboarding (AI/accredited investor status), and suitability and product governance
- Lead periodic compliance reviews and internal audits ...
Posted
20 days ago
-NEW- 12 Months AVP, Control Room Compliance (Investment Management) -NEW- 12 Months AVP, Control Room Compliance (Investment Management)
AMBITION GROUP SINGAPORE PTE. LTD.
SGD9,500 - SGD9,500 Per Month
Singapore
- · Partner with technology teams and vendors to strengthen compliance systems and enhance control frameworks.
- · Monitor regulatory developments and business activities to review, update, and implement policies and processes to ensure ongoing compliance effectiveness.
- · Support regulatory inquiries by coordinating with internal stakeholders and external legal counsel to prepare responses and retrieve relevant information. ...
Posted
13 days ago
Compliance Specialist - Investment Management Firm Compliance Specialist - Investment Management Firm
Michael Page International (HK) Ltd
Undisclosed
Singapore
- Provide broad compliance advisory support to C&R function in various areas including regulatory compliance, AML/CFT/Sanctions, employee and market conduct, internal management reports and regulatory filings etc.
- Collaborate with Product Compliance sub-team on regulatory changes emanating from MAS affecting the fund vehicles and products managed by AIAIM.
- Advise on current and emerging regulations in Singapore and their impact on AIAIM’s activities. Such regulations include: licensing, business conduct, dealing in capital markets products, fund management, advising on investment products (under the SFA and FAA), AML/CFT, Economic Sanctions, funds offering and advertising requirements, outsourcing, personal data protection, derivatives reporting, substantial shareholding reporting. ...
Posted
a month ago
Undisclosed
Hong Kong
- Review offering documents, marketing materials, and client communications to ensure regulatory alignment
- Stay abreast of regulatory developments and assess implications for the platform, providing practical guidance to stakeholders
- Support regulatory interactions, including SFC inquiries, inspections, and filings ...
Posted
15 days ago
Manager, Wealth Management Compliance Advisory (1-year contract) Manager, Wealth Management Compliance Advisory (1-year contract)
Standard Chartered Bank (Hong Kong) Ltd
Undisclosed
Hong Kong
- Key Skills & Experience:
- • Experience in financial securities or brokerage (IND Fin Sec/Brokerage) • Strong understanding of wealth management compliance standards • Ability to work onsite effectively
- Key Responsibilities: ...
Posted
a day ago
Undisclosed
Singapore
- Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
- Build an understanding of our solutions, share knowledge and be able to draw on subject matter specialists accordingly
- Self-motivated with lots of energy and drive ...
Posted
17 days ago
Undisclosed
Quarry Bay
- Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
- Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
- Flexible working options based around home and office locations, with flexible working patterns. ...
Posted
11 days ago
Undisclosed
Quarry Bay
- Qualifications
- About Standard Chartered
- We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us. ...
Posted
13 days ago
Undisclosed
Hong Kong
- Review offering documents, marketing materials, and client communications to ensure regulatory alignment
- Stay abreast of regulatory developments and assess implications for the platform, providing practical guidance to stakeholders
- Support regulatory interactions, including SFC inquiries, inspections, and filings ...
Posted
13 days ago
Ashford Benjamin Ltd.
Undisclosed
Hong Kong
- Main point of contact with the SFC
- provide compliance advisory for all their fund products including ETF funds
- Developing and implementing compliance programs to meet regulatory requirements in Hong Kong. ...
Posted
23 days ago
Undisclosed
Hong Kong
- Training and Education: Provide regular compliance training to frontline teams and other relevant personnel involved in Wing Lung Bank’s wholesale wealth management business to enhance their understanding and compliance with the latest regulations.
- Monitoring and Reporting: Monitor the daily operations of Wing Lung Bank’s wholesale wealth management business and platform to ensure all transactions meet compliance requirements; regularly report compliance status to senior management.
- Customer Protection: Ensure fair treatment of customers, including providing appropriate product information and ensuring that product recommendations on the platform are based on clients’ financial conditions and investment objectives. ...
Posted
24 days ago
Undisclosed
KL City
- Training Administrative Life Cycle: By managing the end-to-end administrative life cycle of training—facilitating requirements before, during, and after sessions to ensure prerequisites and outcomes are documented for scaling.
- Internal Redundancy (Maker-Checker): Serve as the secondary verifier for FIMM registrations to ensure a "double-check" system and eliminate any single point of failure within the team.
- Strategic Liaison: Act as the central point of contact between TMWA and external bodies as well as internal Compliance and HR teams. ...
Posted
11 days ago
SGD6,000 - SGD7,000 Per Month
Singapore
- Ensure minimal past due recertification accounts at any point in time.
- Provide BAU advisory to Business on KYC and Financial Security matters.
- Collaborate with the larger compliance community, e.g. APAC Financial Security AML Advisory team. ...
Posted
15 days ago
DRAKE INTERNATIONAL (SINGAPORE) LIMITED
SGD5,000 - SGD7,000 Per Month
Singapore
- Job Type: Permanent
- Posted: 22nd May 2026
- We are partnering with a growing investment and asset management platform seeking a Compliance Executive to support compliance, governance, and regulatory matters across its fund management operations. ...
Posted
16 days ago
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