Manage and coordinate licenses, and approvals, including liaison with external consultants and regulatory authorities (Electrical SIRIM, MCMC certifications, NPRA Notification, F&B label reviews)
Communicate with relevant Business Units and Operations to provide transaction monitoring advisory and expertise on all transaction monitoring matters.
Training: Support the design and delivery of training and targeted communications on key compliance, conduct, and regulatory topics to strengthen awareness and the control environment.
Regulatory Monitoring & Reporting: Track changes in relevant financial services regulations (e.g., SFA, FAA, and applicable global rules) and assist in preparing periodic filings and reports for senior management.
Supporting risk and control activities, including identifying potential issues, documenting observations, tracking remediation actions and escalating matters where required.