TREVOSE PARTNERS EXECUTIVE PTE. LIMITED Hiring! Full Time Head of Compliance in , Earn up to SGD 18,000 - Ricebowl

Head of Compliance – Singapore

A leading

fintech

stockbroking firm

is seeking a Head of Compliance to lead the compliance function for its Singapore investment and stockbroking business.

Key Responsibilities

Lead the Singapore compliance framework and ensure ongoing regulatory compliance.

Manage relationships with

MAS

and other regulatory bodies.

Oversee compliance monitoring, risk assessments, audits, breaches and regulatory reporting.

Advise senior stakeholders and business teams on regulatory requirements.

Maintain policies and procedures in line with regulatory developments.

Support new investment products, business initiatives and provide compliance guidance.

Take senior management accountability under Singapore’s

IAC regime

.

Requirements

5+ years’ senior compliance experience in Singapore.

Strong knowledge of Singapore financial services and

stockbroking/investment regulation

.

Proven experience managing

MAS relationships

.

Relevant degree in Law, Finance, Business, Accounting or related field.

Strong stakeholder management, influencing and leadership skills.

Trevose Partners was established in 2011 with the specific aim of becoming the global recruiter of choice to financial institutions from all over the world, in providing a true Front to Back office service.

There are two core parts to our business; Professional Recruitment and Executive Search, and we do this across multiple functional disciplines.This means representing professionally qualified candidates who are currently working for a variety of financial institutions including Investment Banks, Asset Managers, Hedge Funds, Consulting firms, and Financial Technology companies. We also work with ancillary businesses to include major Clearing Houses and Exchanges, Financial Data providers and infrastructure vendors.

In focusing our efforts on specific disciplines, we have established a concentrated candidate network which provides a platform for us to build mature relationships and allows our Consultants to demonstrate a broad range of market knowledge. The depth of our network and the maturity of our client list are both extensive and of high quality because we align ourselves with prestigious organisations.