Works closely with the Project Manager, Construction Manager, Client / Client Representatives and Sub-Contractors to accurately arrive with progress claims and variation claims.
Prepare Variation Orders, claims, final accounts, settlement and sub-contractor payments
Conduct independent compliance risk assessments and identify areas requiring improvement.
Conduct periodic compliance reviews and assessments to monitor adherence to applicable laws and regulations, address identified gaps and escalate significant matters to the Head of Legal & Compliance or Branch senior management.
Support the Branch’s Compliance function, including compliance management reporting and secretariat duties for the regulatory compliance committee.
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The role aims to promote compliance culture/conduct in Wealth Management by establishing and implementing compliance policies and procedures to ensure the business’s compliance with all relevant laws, regulations and rules in HK on an on-going basis. Ensure the adoption of a consistent and best practice compliance approach across the business by establishing a compliance framework which the business is expected to follow to protect the business and the Bank’s reputation.
Responsibilities
To liaise with/ assist the Team Lead to liaise with senior management of BU/SU and provide practical assistance, advice and timely escalation on major compliance/regulatory issues and developments.
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