Completion of additional FAIS requirements such as Investments Class of Business, the Regulatory Examination 5 (RE5), an FSCA-approved qualification will be advantageous.
Monitor the implementation of the quality policies, including internal audit policy; monitor effectiveness of quality system; involve the quality-related best practices activities; and coordinate quality system audit from customers and third parties in order to ensure meet business development requirement and align with global quality policies.
Internal and external audit finding and customer feedback
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