Work closely with Risk Management, Ops Control and other functional stakeholders from a control/governance perspective.
Support the Department in RCSA process for proper governance and monitoring. Ensure the completeness and accuracy of risk identified and the appropriateness of mitigation controls and documentation of risk acceptance.
Establish review plan and perform regular control testing and daily checks on High Value Items (or High-Risk items, if applicable) in assessing the effective of controls implemented. To identify gap in controls, perform in-depth root cause analysis and propose targeted robust mitigation plan.
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Strong knowledge about Fund/Trust Industry and Financial Markets in general and familiarity with illiquid asset classes such as Real Estate, Private Held Equity and Private Debt
Proficiency in payments with strong analytical skills, excellent written and verbal communication abilities are required
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All deadlines need to be monitored & any issues escalated & communicated appropriately to stakeholders & clients.
Ensure that escalation protocol to Management is strictly adhered to in case of operational issues and events.
Act as escalation point for the Transaction Management oversight, execution of complex process and control functions, ensure high quality of allocated deliverables and providing backup relief to for staff and deal with escalated issues/queries.
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