Develop and execute operational readiness plans, including testing, documentation, and training, to ensure new capacity is fully operational upon integration.
Performs assurance activities including but not limited to gap analysis, attestation on group and regulatory guidelines and policies, and oversight of investment activities to ensure adherence to internal policies and regulatory requirements.
Own and govern the policy exception and risk acceptance process, including escalation thresholds, decision authorities, and documentation of residual risk.
Advise on tax considerations across the investment lifecycle, including investment flows, capital structure, financing, distributions, restructurings, and exits.
Partner with Commercial, Product, Compliance, Legal, and Risk teams to design and strengthen controls across client-facing activities, including sales practices, customer communications, client classification, conflicts of interest, product governance, and fair customer outcomes.
Assess risks associated with new programmes, initiatives, third-party engagements and key institutional processes, and recommend appropriate controls and mitigation measures.
Act as the firm’s leading authority on regulatory frameworks (e.g., Basel, IFRS9, Liquidity, Credit Risk, Market Risk, Operational Risk, Banking Regulations) and risk methodologies, while directing and overseeing the innovation and continuous advancement of quantitative modeling practices, governance frameworks, and analytical capabilities.
Communicate and report — Produce polished executive communications on response status, compliance posture, and emerging risks. Distill complex regulatory issues into clear, actionable materials for diverse audiences
Implement applicable compliance policies/protocols, risk assessment process and relevant back-end procedures to comply with applicable policies/standards and regulatory requirements for AIA Bhd.
Manage growth and process improvement projects related to account opening and compliance operations by developing project plans, setting deadlines, coordinating with internal teams, and reporting on progress to leadership.
Assess risks associated with new programmes, initiatives, third-party engagements and key institutional processes, and recommend appropriate controls and mitigation measures.
Your Opportunity Starts Here.Competitive base salary. A suite of holistic, flexible benefits to suit every lifestyle. Community initiatives. Industry-leading learning and professional development opportunities. Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers.
Team Management: You will be responsible for leading the team reporting into a responsible partner. A number of Operations Managers will report into you.