Plan and perform compliance monitoring reviews, thematic checks and control testing; document findings clearly and follow through with practical remediation actions.
Work with client's business units, including Compliance, Risk Management, IT, Internal Audit, Legal, Strategic Planning, Analytics and Finance to gain thorough understanding of the corporate risk processes and procedures development
Working closely with various functions within the firm to ensure that the firm and its funds comply with the requirements of all applicable statute, rules and regulations.
Participate in business development initiatives and build strong internal relationships within the business tax compliance team and across other services.