Oversee technical quality, ensuring all financial statements comply with relevant regulatory requirements, IFRS/MFRS, and International Standards on Auditing (ISA).
Examine compliance processes and controls across transaction monitoring, customer due diligence, regulatory compliance, conduct risk, regulatory reporting and compliance governance, as relevant to each audit.
Discuss findings with management, assess responses and finalise clear, accurate reports on time, with practical recommendations to strengthen controls.
Monitor engagement progress, follow up on outstanding information/review points, and coordinate with teams and clients to meet agreed completion deadlines.
Reviews and challenges key workpapers, testing results, observations, and reports throughout the engagement, ensuring conclusions are evidence-based, risks are appropriately assessed, and reporting is clear, balanced, and actionable.
Independently execute end-to-end audit engagements - process scoping, walkthrough interviews, fieldwork, control testing, working paper documentation, and report preparation.
compliance with the company’s guidelines and standard operational procedures, BNM’s rules and regulations and other laws and regulations governing retail credit operations.