Disseminate laws and regulations issued by regulators and coordinate gap analysis, manage regulatory change impact and ensure timely implementation of new or updated rules
Collaborate with business/ operations teams to establish sound internal controls to mitigate the associated risks
Investigate and prepare compliance-related incident, recommend corrective actions or disciplinary measures where necessary
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Plan and conduct cyber security assessment and IT risk evaluation in area covering IT general controls, information asset management, access controls, cloud/server/endpoint/ network/ middleware security review. Support the implementation of security initiatives to ensure the compliance with corporate information security policies and compliance standards.
Participate in organizing/conducting penetration test, red/blue/purple teaming exercises, vulnerability assessment, validation controls for local/overseas entities.
Provide Cyber Security incident response operation and support, work with local & regional SOC team to seek for continuous improvement for daily Cyber Security monitoring, incident analysis & investigation, incident response operation and support.
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Collect key risk indicator information from overseas branches and perform analysis.
Responsible for supervising overseas branch and affiliated organization on those issues arising from any independent assessment from regulatory inspections, external or internal audit, or other third parties and tracking their remediation activities
Influence and drive oversea branches and affiliated organization on technology risk management initiatives in alignment with group policies and standards
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Work closely with related teams (client service, operations, etc.) and other firm-wide resources (marketing, legal, compliance, etc.) to ensure all risk management/compliance activities relevant to business development, relationship management, and/or account management activities are conducted and captured.
Manages the entire sales lifecycle beginning with forward-thinking account planning and continuing with proper sales hygiene throughout the relationship. Fosters a constructive feedback loop with clients to serve both transactional needs to more involved and strategic product development. Ensures all client and deal info remains accurate and up to date in the appropriate eCRM/reporting platforms.
Foster cross-collaboration internally and connect-the-dots across the firm. Remain intellectually curious about products within the firm to keep informed and up to date on all firm offerings.
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Collect key risk indicator information from overseas branches and perform analysis.
Responsible for supervising overseas branch and affiliated organization on those issues arising from any independent assessment from regulatory inspections, external or internal audit, or other third parties and tracking their remediation activities
Influence and drive oversea branches and affiliated organization on technology risk management initiatives in alignment with group policies and standards
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Assist in disseminating the latest regulatory requirements to the relevant business or functional units and follow-up with the respective units on the respective implementation plan
Handle and manage breach/incident reporting to the regulators
Maintain oversight on local and overseas subsidiaries
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