Performs assurance activities including but not limited to gap analysis, attestation on group and regulatory guidelines and policies, and oversight of investment activities to ensure adherence to internal policies and regulatory requirements.
Perform appropriate tests to evaluate the adequacy of internal controls put in place to manage compliance risk and promptly follow up on any identified deficiencies and plans to address such deficiencies.
Conduct scenario analysis and stress testing on credit exposures; surface tail-risk concentrations and diminishing-return points in risk-reduction strategies
Maintain a strong understanding of market risk methodologies, valuation approaches, risk sensitivities, and risk metrics across interest rate, credit spread, foreign exchange, and other risk classes.
Facilitate regular engagement meetings with Regional and Functional Leadership teams to discuss key control risks, improvement opportunities, and emerging concerns.
Establish appropriate compliance governance principles, roles, responsibilities, escalation protocols and oversight mechanisms across the organisation.
Be the first point of contact for the Management of the Division/Department in providing independent advice, support, and assurance for risk & compliance matters within the division/ department, integrating business, risk & compliance knowledge. In the event of operational risk and compliance matters beyond Line 1.5 (RCU Heads) purview, to escalate the Line 1’s issues to to the Line jointly with Line 1.;