Develop monitoring tools, testing aids and reporting materials to improve the quality, consistency and efficiency of compliance assurance activities.
Consolidate monitoring results and regulatory information for reporting to Senior Management, Board, Head Office and other relevant stakeholders.
Support regulatory inspections and internal or external audits by coordinating information requests, preparing responses and following up on review matters.
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The role will cover key regulatory areas, including the Banking Act, Securities and Futures Act, Financial Advisers Act, Personal Data Protection Act and other applicable laws and regulations.
Key Responsibilities
• Support the Head of Regulatory Monitoring & Testing in managing and assessing regulatory risks across the organisation.
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