being a member of or otherwise working closely with the SMT to ensure key regulatory and ethical risks (including emerging risks) are identified and managed and Compliance resources are appropriately directed and;
Performs assurance activities including but not limited to gap analysis, attestation on group and regulatory guidelines and policies, and oversight of investment activities to ensure adherence to internal policies and regulatory requirements.
being a member of or otherwise working closely with the SMT to ensure key regulatory and ethical risks (including emerging risks) are identified and managed and Compliance resources are appropriately directed and;
Performs assurance activities including but not limited to gap analysis, attestation on group and regulatory guidelines and policies, and oversight of investment activities to ensure adherence to internal policies and regulatory requirements.