Oversee annual CAPEX planning for asset enhancement, layout renovations, and office or branch renovations and relocations.
Lead real estate space planning and ad-hoc reconfiguration initiatives to support evolving business needs, including feasibility, costing, and implementation.
Formulate and execute strategies to optimise occupancy and utilisation across key properties.
...
Develop, review and refine financial models, valuation analyses, and cash flow projections to support fundraising, M&A, and strategic advisory projects.
Present key financial findings and insights to management, clients, and potential investors to facilitate discussions and negotiations.
Coordinate with internal departments and external stakeholders to gather, verify, and maintain accurate, up-to-date client information.
...
* Provide expert and personalized investment advice to clients, including but not limited to wealth management, portfolio construction, asset allocation, and market insights.
* Proactively engage with existing clients to review their portfolios, understand evolving financial needs, and identify opportunities for cross-selling and up-selling RHB Bank's investment products and services.
* Identify and acquire new high-net-worth clients and corporate accounts, expanding the bank's client base and assets under management.
...
Performs assurance activities including but not limited to gap analysis, attestation on group and regulatory guidelines and policies, and oversight of investment activities to ensure adherence to internal policies and regulatory requirements.
Daily monitoring of the investment limits and restrictions violation(s). Ensures timely investigation and escalation to stakeholders where appropriate, and follow-through until closure.
Periodic review of internal policies and procedures, including Investment Policy, Investment Mandates Standard, Investment Guidelines, Risk Appetite Statements, ALMIC charters, and other procedures.
...
being a member of or otherwise working closely with the SMT to ensure key regulatory and ethical risks (including emerging risks) are identified and managed and Compliance resources are appropriately directed and;
working with relevant functions (e.g. ERM, Internal Audit, Finance and Legal) to build up and/or implement a risk control framework and provide quality and solutions-focused advice on risk and control issues relevant to the business units for informed decision-making on compliance and ethics matters.
Represent APAM Compliance in Group Compliance initiatives through active participation and liaison work.
...
Adhere to reporting requirements for all levels of management, ensuring all business needs are met.
Maintain up to date Procedure Documents in accordance with RBC's Standing Orders.
Work closely with IT on understanding data/application workflows and establishing standard procedures, ensuring proper data integrity is maintained within all systems.
...
Adhere to reporting requirements for all levels of management, ensuring all business needs are met.
Maintain up to date Procedure Documents in accordance with RBC's Standing Orders.
Work closely with IT on understanding data/application workflows and establishing standard procedures, ensuring proper data integrity is maintained within all systems.
...
Formulate, implement, or review action plans for Business Units (BUs) to address control gaps, regulatory gaps, or identified control weaknesses.
Ensure compliance with Group Non-Financial Risk Management (GNFRM), GWB CIBC’s internal procedures, and applicable banking laws, regulations, and guidelines.
Review and implement relevant internal policies, procedures, and/or Standard Operating Procedures (SOPs), ensuring they are updated in line with applicable laws, regulations, and guidelines.
...
Performs assurance activities including but not limited to gap analysis, attestation on group and regulatory guidelines and policies, and oversight of investment activities to ensure adherence to internal policies and regulatory requirements.
Daily monitoring of the investment limits and restrictions violation(s). Ensures timely investigation and escalation to stakeholders where appropriate, and follow-through until closure.
Periodic review of internal policies and procedures, including Investment Policy, Investment Mandates Standard, Investment Guidelines, Risk Appetite Statements, ALMIC charters, and other procedures.
...
Develop and maintain professional relationships with regulatory authorities, vendors, external managers, business leaders and compliance professionals across Principal. Serve as point of contact.
Serve as a mentor and resource to junior team members. Demonstrate proficiency in the areas of technical functions, formulating recommendations, independent decision making and effective communication. Foster collaboration and teamwork across the compliance team.
Perform other job-related duties or special projects as required.
...
Adhere to reporting requirements for all levels of management, ensuring all business needs are met.
Maintain up to date Procedure Documents in accordance with RBC's Standing Orders.
Work closely with IT on understanding data/application workflows and establishing standard procedures, ensuring proper data integrity is maintained within all systems.
...
Adhere to reporting requirements for all levels of management, ensuring all business needs are met.
Maintain up to date Procedure Documents in accordance with RBC's Standing Orders.
Work closely with IT on understanding data/application workflows and establishing standard procedures, ensuring proper data integrity is maintained within all systems.
...