To identify procedural control requirements to the Executive and Line Management arising from new or amended external legislation or regulation or internal Group procedures.
Develop, implement and as applicable enforce an adequate and consistent compliance framework including preparing and maintaining current Compliance related policies, procedures, manuals and guidelines designed to ensure timely compliance with all laws, rules, regulations, guidelines, codes of conduct and standards of good practice.
Provide training to staff and management as to Compliance related requirements in the conduct of business. This will include local induction, annual Compliance training as well as following up on all the Group systemic training involving the Code of Conduct, AML and data privacy.
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RBC Capital Markets is a leading global investment banking company dedicated to providing services in banking, finance, and capital markets to corporations, institutional investors, asset managers, and governments globally. We are seeking a highly skilled Director, Global Credit, Corporate and Institutional Lending Technology to join our dynamic and innovative team in Toronto. Day to day, your teams work runs the full SDLC scope, from managing requirements gathering, design, assisting development, testing, deploying to production and providing knowledge transfer to support teams. You will be working in a fast-paced environment, juggling competing priorities, and will be communicating directly with business stakeholders to understand the use cases and ensuring your solution is fit for purpose.
Project Management – Drive and support key projects for IMS business which includes onboarding new activities, system enhancements and new system development.
Operational Effectiveness – Develop and implement comprehensive operating procedures and establish an environment of continuous improvement that assesses workflow, processes and procedures on an ongoing basis to maximize efficiency and quality within the department and alignment with globally harmonized and agreed procedures.
Risk Management - Ensure procedures are adequate to ensure compliance with applicable regulatory & audit requirements as well as internal risk management policies to mitigate financial/reputational risk for existing processes as well as new transitions.
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To identify procedural control requirements to the Executive and Line Management arising from new or amended external legislation or regulation or internal Group procedures.
Develop, implement and as applicable enforce an adequate and consistent compliance framework including preparing and maintaining current Compliance related policies, procedures, manuals and guidelines designed to ensure timely compliance with all laws, rules, regulations, guidelines, codes of conduct and standards of good practice.
Provide training to staff and management as to Compliance related requirements in the conduct of business. This will include local induction, annual Compliance training as well as following up on all the Group systemic training involving the Code of Conduct, AML and data privacy.
...
To identify procedural control requirements to the Executive and Line Management arising from new or amended external legislation or regulation or internal Group procedures.
Develop, implement and as applicable enforce an adequate and consistent compliance framework including preparing and maintaining current Compliance related policies, procedures, manuals and guidelines designed to ensure timely compliance with all laws, rules, regulations, guidelines, codes of conduct and standards of good practice.
Provide training to staff and management as to Compliance related requirements in the conduct of business. This will include local induction, annual Compliance training as well as following up on all the Group systemic training involving the Code of Conduct, AML and data privacy.
...
Review of material and sensitive internal operational risk events and associated action plans. This includes deep dive report production for material incidents, monitoring through 2.1 and business on action plan closures and checking provisional reversal status.
Actively participate in business initiatives and projects to help identify future and emerging risks.
Coordinate the completion of Operational Risk scenarios.
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Acknowledge and appreciate employees' contribution.
Support career growth and advancement.
Driving key projects for the department with the Business Analyst and operation teams and acting as escalation point for key risk areas within a project.
...
Review of material and sensitive internal operational risk events and associated action plans. This includes deep dive report production for material incidents, monitoring through 2.1 and business on action plan closures and checking provisional reversal status.
Actively participate in business initiatives and projects to help identify future and emerging risks.
Coordinate the completion of Operational Risk scenarios.
...
Review of material and sensitive internal operational risk events and associated action plans. This includes deep dive report production for material incidents, monitoring through 2.1 and business on action plan closures and checking provisional reversal status.
Actively participate in business initiatives and projects to help identify future and emerging risks.
Coordinate the completion of Operational Risk scenarios.
...
Acknowledge and appreciate employees' contribution.
Support career growth and advancement.
Driving key projects for the department with the Business Analyst and operation teams and acting as escalation point for key risk areas within a project.
...