Underwriting investment/divestment opportunities and analysing impact on portfolio
Preparing investment papers, minutes, action plans and reports
Updating presentation materials for existing and prospective investors Responding to queries from prospective investors due diligence into the Fund
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Perform enhanced due diligence for customers with higher AML risk ratings, addressing complex compliance issues.
Conduct Source of Wealth review in accordance with regulatory and industry standards and advise on assessment and corroboration gaps; perform subsequent uplift to required standards.
Provide support to the Compliance function by handling ad hoc queries, evaluating sanctions alerts, and investigating transaction monitoring alerts for potential fraud.
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The ideal candidate will be passionate about markets with ademonstrated track record of successful stock recommendations. In addition, theGIA must exhibit a fundamental, research oriented, bottom-up approach,supported by a strong investment philosophy and process, including theintegration of ESG considerations, and be able to implement ideas through ahighly analytical framework.
The GIA will be able to identify mispricing and valuationdiscrepancies, which will allow them to make investment recommendations, andcommunicate their findings to Portfolio Managers globally, who manage long-onlyand hedge fund portfolios on behalf of our clients. Over time, we expect theGIA to take on portfolio management responsibilities for their industry withinthe firm's research portfolios. AtWellington, we consider research to be a core aspect of the investment processand view this as a career position that can be highly challenging andrewarding.
Perform full population testing by applying data analytic skill.
Coordinate and co-operate with other control functions such as Fraud Investigation team, SOX, Risk Management, Compliance, and external auditors to leverage review work to minimize interruption to business units.
Monitor continuously the risks and developments of the business, including audit issues tracking and verification, and provide input into audit planning decisions. Lead a small team to execute audit assignments and projects. Provide honest and constructive feedback and coaching to the team members on assignment basis.
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Plan, execute and report the audit assignments, including work paper documentation, in accordance with Internal Audit Standard.
Summarize audit findings and draft audit issues and report in a concise and precise manner. Provide practical and value adding recommendations. Present audit issues to clients/ audit manager/ the engagement team.
Perform full population testing by applying data analytic skill.
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To achieve individual sales target and contribute towards the achievement of the branch target.
Candidate must possess a minimum qualification of SPM with 5 passes inclusive of Bahasa Malaysia/Diploma/Degree Holder in Marketing/Business Study or its equivalent.
Minimum 1 year of working experience in the sales.
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Partner with HR to support workforce planning by modelling headcount, turnover costs, and the financial impact of hiring and retention strategies
Conduct monthly reviews with cost centre owners, develop robust financial models, run scenario analyses, and challenge assumptions to drive data-driven decision-making
Provide financial clarity and insights to Operations to find opportunities to optimize product and indirect costs and supervise benefits realisation for efficiency
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