Review and conduct investigation to assess potential matches to name hits flagged out by the IME name screening systems, negative news / press / public domain, Regulatory and Local Enforcement Agencies (LEA) escalation by recommend the appropriate treatment of the hits which includes of filling of suspicious activities report, place into Internal Watchlist, exist customer etc.
Conduct On - Going Due Diligence and Enhanced Customer Due Diligence to facilitate the case investigation / resolution
Tasked to propose action plans for potential exit customer strategy / plan base on the result of investigation.
...
Training Administrative Life Cycle: By managing the end-to-end administrative life cycle of training—facilitating requirements before, during, and after sessions to ensure prerequisites and outcomes are documented for scaling.
Internal Redundancy (Maker-Checker): Serve as the secondary verifier for FIMM registrations to ensure a "double-check" system and eliminate any single point of failure within the team.
Strategic Liaison: Act as the central point of contact between TMWA and external bodies as well as internal Compliance and HR teams.
...
Lead the team on client engagements to assist with finance processes improvement and optimisation, strengthening of controls and governance, effective remediation of audit findings, enhancing readiness for adoption of new accounting standards
Work with leadership from both client organisations and EY, manage project activities and facilitate decision making to achieve project goals as well as milestone in a timely manner
Manage daily client relationship and provide insights into improvement options including opportunities for technology enhancements, consistently deliver quality work products and client services
...
Support the implementation of financial crime compliance controls, including AML/CFT risk assessments, transaction monitoring, policy execution and advisory support to business units to maintain regulatory compliance and mitigate financial crime risks.
Prepare Management Information and compliance reports for the local management committee, the Shariah Committee, Audit Committee, Board and Regional/Group Compliance.
Promote an ethics-based and compliance-driven culture through training, communications, and awareness activities, and provide relevant metrics to management.
...
Create and maintain training materials, cheat sheets and best practise guides.
Pipeline Management: Monitor daily request volumes and build prioritization based on impact to business goals. Ensure team is meeting turnaround times without sacrificing quality.
Serve as first point of contact for complex business problems.
...
Work closely with third-party vendors and system integrators to manage integration of new systems with existing infrastructure. Oversee technical aspects of vendor deliverables.
Plan and oversee technical testing strategies, including unit, integration, and user acceptance testing (UAT).
Ensure comprehensive technical documentation is created and maintained throughout the project lifecycle. Facilitate knowledge transfer to operations and support teams to ensure a smooth transition post-implementation.
...
Assist in building and maintaining spreadsheets supporting data analysis used in marketing and sales activities.
Obtain and review investment performance reporting, and assist in preparing marketing materials, and performance reports for external and internal clients.
Internal: Investment team, Client Service, Marketing and Business Development
...
Drive Quantitative Excellence: Dive deep into quantitative analysis, performing essential stress tests and backtesting VaR models, and independently validating models for precise pricing and risk measurement of Treasury instruments.
Innovate & Automate: Spearhead automation enhancements for limits monitoring and risk surveillance within MUREX/MLC, continuously adapting to new market/product developments and regulatory changes.
Education: Tertiary qualification in Mathematics, Financial Engineering, Economics, Statistics, or Actuarial Science. Strong logical thinking is key. Professional qualifications (BRM, FRM, PRM) are a plus.
...
Collaborate with Group Compliance and Group Risk to drive completion of reviews of key regulatory guidelines, risk attestation and due diligence for outsourcing activities etc.
Facilitate regular independent reviews to identify compliance non-conformities, assess efficiency and create sound internal controls and to provide strategic guidance for area of improvements to strengthen governance
Drive continuous review of division self-assessment test plans to enhance robustness of operational risks and internal control management
...
Design, automate, and maintain high-impact executive dashboards in Tableau to monitor the end-to-end product lifecycle and campaign effectiveness.
Drive continuous “always-on” marketing by identifying cross-sell, upsell, and attrition opportunities through the ongoing monitoring of customer behavior.
Review and evaluate campaign and reports requests to provide structure to campaigns in order to reduce ad hoc demand and improve resource and time management.
...