400+ Compliance Specialist Jobs in Malaysia | Job Vacancies | July 2026 | Ricebowl
Showing 470 jobs results for
"compliance specialist"
Never miss any updates for Compliance Specialist jobs
Manage Alert
Undisclosed
KL City
- Detect abnormal communication (i.e. text and voice) made by authorised dealers/traders via approved communication channels.
- Detect abnormal trade activities made by authorized dealers/traders in all channels.
- Perform necessary investigation and escalation to the Team lead if there is any misconduct identified. ...
Posted
16 days ago
Undisclosed
Singapore
- Act as the primary liaison with MAS and regulatory authorities
- Drive compliance monitoring, audits, and internal control reviews
- Oversee AML/CFT, fraud prevention, and financial crime frameworks ...
Posted
16 days ago
Undisclosed
Singapore
- Pay Details:
- We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.
- Job Description: ...
Posted
17 days ago
Undisclosed
KL City
- New/Revised BNM Regulations Management
- • Disseminate new/revised BNM regulations to stakeholders.
- • Disseminate regulatory/industry consultations to relevant business unit to comment/review and coordinate the responses for submission. ...
Posted
17 days ago
Contract Manager- Senior Manager, Compliance (11 months contract) Contract Manager- Senior Manager, Compliance (11 months contract)
IBFSG - The Institute Of Banking & Finance Singapore
Undisclosed
Singapore
- Ability to question, probe and analyse.
- Good project and time management skills.
- Data literacy and ability to use data to support decision making would be an advantage. ...
Posted
17 days ago
Undisclosed
Singapore
- Conduct CII penetration test, red/ purple teaming exercise on a regular basis ensuring organisation Business Continuity Plan (BCP) and Disaster Restoration Plan (DRP) are well documented and communicated
- Identify emerging threats and vulnerabilities, and recommend appropriate controls and solutions for implementation to enhance cybersecurity posture
- Liaising with cybersecurity vendors in conducting relevant assessments to fulfil regulatory requirements ...
Posted
17 days ago
Undisclosed
- Act as an independent review and evaluation body to ensure that compliance issues/concerns within the organization are being appropriately evaluated, investigated and resolved;
- Identify potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides and oversees a system for uniform handling of such violations;
- Examine and improve auditing process and periodically conducts audits and reviews to ensure execution of compliance standards; ...
Posted
19 days ago
SGD6,000 - SGD6,000 Per Month
Singapore
- Liaise with regulatory authorities, external advisors, auditors, and company secretaries
- Monitor changes in relevant laws and regulations and advise management on compliance requirements
- Support board meetings, including preparation of resolutions and minutes where required ...
Posted
19 days ago
SGD7,000 - SGD7,000 Per Month
Singapore
- Supporting client and investor onboarding, including collection, review and submission of KYC documents and supporting information.
- Assisting clients with the preparation of payment instructions to banks, including providing relevant payment details, checking operational information for completeness, and coordinating follow-up with banks, custodians, administrators or clients where required.
- Assisting with investor subscription, redemption, transfer, distribution, cash proceeds and contract note follow-up matters. ...
Posted
19 days ago
Undisclosed
Singapore
- Capable of comprehending and effectively communicating technical regulatory requirements and compliance policies to others. .
- Develop, implement, and maintain applicable compliance policies, procedures, and controls, ensuring they reflect applicable regulatory requirements.
- Support maintenance of AML/CFT policies and Corporate Governance matters such as co-ordination of board meetings, and relevant filings as required. ...
Posted
20 days ago
Undisclosed
Singapore
- Serve as OurCrowd’s main point of contact with the Monetary Authority of Singapore, including with respect to regulatory correspondence, filings, notifications, submissions, and license-related matters.
- Oversee Singapore-related compliance, AML/CFT, risk management, operational controls, finance, accounting, recordkeeping, and coordination with relevant internal teams and external service providers.
- Represent OurCrowd at relevant Singapore and regional investor events, conferences, and ecosystem meetings. ...
Posted
21 days ago
SGD12,000 - SGD12,000 Per Month
Singapore
- Ensure adherence to applicable regulatory requirements and industry best practices
- Oversee trade surveillance, personal account dealing, restricted lists, and market abuse controls
- Assist with regulatory filings, reporting obligations, and regulatory inquiries ...
Posted
22 days ago
SGD3,200 - SGD3,200 Per Month
Singapore
- Assist and Participate in Quality Assurance and Compliance activities to ensure Operations follow Company’s SOPs and WIs
- Track, monitor KPI and assist in the review of processes and workflow to improve operational effectiveness and meet the Key Performance Indicators (KPI)
- Identify root causes and trends from service gaps/ lapses/ complaints and conduct joint investigation with operation and formulate preventive measures for continual improvement ...
Posted
22 days ago
Undisclosed
Singapore
- Product & Operational Compliance: Complete pre-launch compliance risk checks for all Web3 products/services to stay within license scope; flag out-of-scope activities requiring new licensing. Advise cross-functional teams on embedding compliance into user onboarding, wallet operations, staking and NFT services.
- Regulatory Liaison & Monitoring: Track global Web3 and SRO regulatory updates, conduct impact assessments for business lines, and act as main contact for regulators, SRO representatives, auditors and compliance vendors. Coordinate license-related audits and regulatory documentation.
- Training & Record-Keeping: Create and deliver targeted compliance training on SRO obligations and license boundaries; maintain organized, audit-ready compliance records, policy documents and license assessment reports. ...
Posted
23 days ago
Undisclosed
Hong Kong
- Manage client outreach and track review completion to ensure all scheduled requirements are met.
- Support management with FCC/EDD examinations, audits, projects, and other ad-hoc tasks as assigned.
- Degree holder with 1-3 years of experience in financial industry with relevant experience in risk or compliance. ...
Posted
3 days ago
SGD2,300 - SGD2,300 Per Month
Singapore
- Invoices validation by checking the agreed pricing.
- Coordinate with logistic departments for goods delivery to the place requested by customers/relationship manager
- Assisting sales team on events, promotions or requests. ...
Posted
23 days ago
SGD2,300 - SGD2,400 Per Month
Singapore
- Invoices validation by checking the agreed pricing.
- Coordinate with logistic departments for goods delivery to the place requested by customers/relationship manager
- Assisting sales team on events, promotions or requests. ...
Posted
24 days ago
Undisclosed
KL City
- Having experience in fast-growing transactional/technology company is an advantage
- Able to work independently with minimum supervision
- Take turns to cover on public holidays ...
Posted
24 days ago
Undisclosed
KL City
- Coordinate onboarding logistics and ensure smooth integration of new hires
- Work with Team Leads to align training schedules and knowledge handovers
- Monitor early engagement and performance of new hires ...
Posted
24 days ago
MYR4,000 - MYR6,500 Per Month
KL City
- Record Maintenance: Maintain and update KYC records to ensure data integrity and audit readiness.
- Service Level Compliance: Deliver tasks within established service level agreements.
- Operational Support: Provide end-to-end support to the Compliance team. ...
Posted
24 days ago
Undisclosed
Singapore
- Prepare and document clear rationales for SOW assessments, in line with internal policy and regulatory expectations.
- Identify, investigate, and escalate potential AML, sanctions, fraud, or reputational risks to senior management or compliance as necessary.
- Collaborate with front office, compliance, and other stakeholders to resolve KYC-related queries promptly. ...
Posted
25 days ago
Undisclosed
Singapore
- Conduct research via available Bank systems and commercial databases as well as Internet
- Identify, analyse and escalate potential AML risks
- Identify red flag situations and escalate in line with policy and procedures ...
Posted
25 days ago
Undisclosed
KL City
- Having experience in fast-growing transactional/technology company is an advantage
- Able to work independently with minimum supervision
- Take turns to cover on public holidays ...
Posted
25 days ago
SGD6,000 - SGD6,000 Per Month
Singapore
- Liaise with regulatory authorities, external advisors, auditors, and company secretaries
- Monitor changes in relevant laws and regulations and advise management on compliance requirements
- Support board meetings, including preparation of resolutions and minutes where required ...
Posted
25 days ago
Undisclosed
Kwun Tong
- Play an active role in the identification and reporting of suspicious transactions;
- Review of internal disclosures and exception reports to determine whether or not it is necessary to make a report to the JFIU;
- Conduct assessments, investigation and surveys with external parties; ...
Posted
13 days ago
Undisclosed
Central and Western Distr.
- Evaluate the reasonableness and consistency of clients' Source of Wealth information; identify potential red flags and escalate high-risk cases to senior management with clear recommendations.
- Review the client onboarding process, ensure the process aligns with regulatory requirements and internal policies; assist in the formulation and enhancement of operational manuals and workflows related to account opening approvals.
- Periodically review account opening approval cases, identify common deficiencies and emerging risk trends, and deliver relevant training and improvement recommendations to frontline staff and management. ...
Posted
13 days ago
Income Insurance Limited
Undisclosed
Singapore
- Conduct checks as first reviewer on mystery shopping cases.
- Work with respective stakeholders to enhance the sales advisory process
- Others: Undertake ad-hoc tasks, projects or reviews as directed by Lead, Sales Assurance and/or Market Conduct Section head ...
Posted
a month ago
Browse Location:
More Location
Browse Company:
More Companies
Browse "compliance specialist" Job By:
Browse "compliance specialist" Job By: