Build strong audit relationship with key IT Management via regular interaction so as to be informed of emerging risk issues and other key changes for assigned locations and BUs
Evaluate business processes and the design and operating effectiveness of key controls, identifying root causes, control gaps, and opportunities for operational improvement.
Independently execute end-to-end audit engagements - process scoping, walkthrough interviews, fieldwork, control testing, working paper documentation, and report preparation.
Reviews and challenges key workpapers, testing results, observations, and reports throughout the engagement, ensuring conclusions are evidence-based, risks are appropriately assessed, and reporting is clear, balanced, and actionable.
Regulatory Watch: Continuously track updates from relevant statutory bodies to pre-emptively flag necessary adjustments to operational procedures before non-compliance risks manifest.
Assess the design and operating effectiveness of IT general controls, application controls, cybersecurity controls, and technology governance frameworks.
Discuss findings with management, assess responses and finalise clear, accurate reports on time, with practical recommendations to strengthen controls.
Examine compliance processes and controls across transaction monitoring, customer due diligence, regulatory compliance, conduct risk, regulatory reporting and compliance governance, as relevant to each audit.
Regulatory Watch: Continuously track updates from relevant statutory bodies to pre-emptively flag necessary adjustments to operational procedures before non-compliance risks manifest.
Evaluate business processes and the design and operating effectiveness of key controls, identifying root causes, control gaps, and opportunities for operational improvement.