廣發控股(香港)有限公司 Hiring! Full Time Quality Control, Investment Banking in Hong Kong - Ricebowl

Job Responsibilities

• Support the Signing Principals on deal screening and ensure sufficient due diligence was done for IPO transactions


• Review and comment on the submissions to regulatory authorities (i.e. prospectus, circular, announcement, reply letters, etc.) to improve the quality of submissions


• Maintain and review the internal control measures on Investment Banking Department


• Strengthen the internal control systems by continuously refining the Procedural Manual and other work arrangements, etc.


• Provide sound advice to Investment Banking Department to enhance the overall deal quality and facilitate transactions executed by Teams


• Liaise with regulatory authorities to facilities the execution of transactions.

Qualification

• Bachelor degree holder in Finance or related discipline(s) from a reputable university


• Least 5 years work experience in reputable investment banks, Big4 accounting firms or law firms. Previous experience in HKEx or SFC is preferred; Junior candidates can be associate level.


• Solid knowledge of regulatory requirements including the Listing Rules


• Knowledge of the execution and operational procedures for IPO transactions


• Attained all regulatory criteria for carrying out investment activities


• Good command of written and spoken English and Mandarin.

We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking "APPLY NOW".

Further information about our group companies can be found at ************* and *************

All applications will be treated in the strictest confidence and personal data collected will be used for recruitment purpose only.