Cheung On Securities Limited Hiring! Work from Home SFC Types 4 and 9 Responsible Officer in Hong Kong, Earn up to HKD 30,000 - Ricebowl

Responsible Officer (Type 4 & Type 9)

We are a growing Hong Kong licensed financial services platform seeking an experienced professional to support our regulated activities under SFC Type 4 (Advising on Securities) and Type 9 (Asset Management).

Key Responsibilities

• Provide oversight of Type 4 and Type 9 regulated activities.
• Support regulatory compliance and corporate governance requirements.
• Review and advise on policies, procedures and internal controls.
• Liaise with regulators, compliance professionals and external advisers when required.
• Participate in management discussions relating to business development and strategic initiatives.
• Assist in maintaining a robust compliance and risk management framework.

Requirements

• SFC-approved Responsible Officer or eligible for approval for Type 4 and Type 9 regulated activities.
• Minimum 5 years' relevant experience in asset management, securities advisory or financial services.
• Strong understanding of SFC regulatory requirements and industry best practices.
• Experience with fund management, family office, private wealth or alternative investment structures is an advantage.
• Mature, commercially minded and able to work independently.

We Offer

• Flexible working arrangement.
• Competitive remuneration package.
• Opportunity to participate in the growth and development of the platform.
• Potential for broader strategic involvement as the business expands.

Interested candidates should submit their CV, current regulatory status and remuneration expectations.

Pay: $20,000.00 - $30,000.00 per month

Work Location: Hybrid remote in Hong Kong