KGI Singapore Hiring! Full Time Trade Surveillance Officer (12 Months Contract) in - Ricebowl

Job Responsibilities

Trade Surveillance

• Conduct daily trade surveillance reviews for securities and futures trading activities.
• Review surveillance alerts and identify potential market misconduct or irregular trading activities.
• Perform investigations into surveillance alerts, document findings and escalate suspicious activities.

AML transaction monitoring

• Conduct AML monitoring reviews to identify unusual or suspicious activity.
• Perform detailed fact finding and investigation of potentially suspicious transactions within established turnaround times.

Carry out any Compliance reviews and tasks as and when necessary as directed by the Head of Department.

Requirements

• Degree in Finance, Business, Accounting, Law, Economics or related discipline with minimum 2-4 years of relevant experience.
• Candidates with 2 years or more of relevant experience in compliance, AML/CFT, surveillance, dealing/trading desks, or risk management will have an advantage.
• Familiarity with the MAS regulations and Exchange rules in the securities and/or futures market (SGX, ICE, APEX, Abaxx) is a plus.
• Strong analytical and investigative skills with keen attention to detail.
• Proactive, responsible and willing to learn.
• Good written and verbal communication skills.
• Strong organisational skills and ability to manage multiple priorities.