To perform KYC Screening, review past transactions, conduct enhanced due diligence and assess the AML/CFT/sanctions risk of prospects and existing customers
To escalate potential risk concerns in a timely manner and make risk calls where appropriate
Provide advisory support to the Business Units with regard to CDD documentation issues and requirements...
Execute day‑to‑day FATCA/CRS/QI/GST/ US Persons/reference data processes and controls, ensuring the accuracy, completeness and traceability of reporting outputs.
Support annual FATCA/CRS exercises, including Relationship Manager queries, status tracking, coordination with Wealth Management Operations and client outreach.
Maintain strong process and control discipline to ensure regulatory requirements are applied consistently and accurately across processes....
Execute day‑to‑day FATCA/CRS/QI/GST/reference data processes and controls, ensuring the accuracy, completeness and traceability of reporting outputs.
Support annual FATCA/CRS exercises, including Relationship Manager queries, status tracking, coordination with Wealth Management Operations and client outreach.
Maintain strong process and control discipline to ensure regulatory requirements are applied consistently and accurately across processes....
Maintain awareness of technical progress and risks for assigned projects, confer with technical personnel to resolve issues and drive corrective actions.
Prepare project status reports and facilitates both technical and non-technical meetings/design reviews in order to keep management and other stockholders informed of project status and other related project issues
Conduct review/ walkthrough sessions with key stakeholders (e.g. Product GTS, Operations BAU, testers and Technology teams) for the following documents:...