Issue Resolution: Address and resolve independence-related issues and queries from engagement teams. Provide thoughtful analysis and recommendations to mitigate risks.
Leadership & Guidance: Lead and mentor a team of independence professionals, providing guidance on complex independence matters and promoting a culture of compliance and quality.
Prepare clear, objective investigation reports that distinguish allegations, evidence, findings and recommendations, and present case updates to the EBCC. Provide analysis and recommendations to support decision-making; EBCC Partners retain accountability for all key judgements and decisions, subject to the firm’s applicable approval and governance arrangements.
Perform in-depth assessment of client’s policies, procedures and framework, including but not limited to FinCrime domains of Know-Your-Customer, Transaction Monitoring, Customer Due Diligence, Enhanced Due Diligence, Sanctions, Trade Based Money Laundering, etc.