Collaborate closely with the Investment Compliance Advisory Unit to ensure accurate interpretation and implementation of regulatory requirements, internal policies and investment mandates into monitoring controls and system rules.
Monitor and assess changes arising from shareholding movements, corporate actions, market price fluctuations, FX movements and portfolio activities which may impact SSR thresholds, internal risk limits or disclosure obligations.
Identify, assess and escalate potential or actual compliance breaches, SSR triggers and internal limit breaches in a timely manner, including articulation of root causes, impacted portfolios and recommended follow-up actions.
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Co-ordinate, draft, review, and negotiate a broad range of commercial agreements, including but not limited to sales, supply, distribution, and logistics contracts.
Oversee regulatory and product compliance requirements across the organization.
Provide legal and compliance support to ensure adherence to employment, occupational safety and health, and environmental regulations.
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d. Work closely with all business divisions to ensure timely contract renewal, amendment, or termination, ensuring that all terms and conditions support business objectives and risk mitigation strategies.
e. Review tender documents and sales proposal terms and conditions, providing professional evaluation and recommendations.
f. Serve as the gatekeeper for company compliance and governance matters, ensuring adherence to relevant regulations and internal policies.
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