Perform independent review and sample testing on key controls
Monitor and report status of remediation action plans developed via Operational Risk Events, RCSA or any other risk related reviews by the second line to Management and Board Risk Committees
Define, update and monitor Risk Thresholds, Key Risk Indicators and prepare risk dashboard for Management and Board reporting purposes
...
Review and assess the alerts generated by the name screening and transaction monitoring systems, as well as to contribute to the ongoing fine-tuning of thresholds and parameters within the monitoring systems;
Perform ongoing trend analysis and monitoring on higher risk customers;
Conduct investigation into suspicious activities/trend and escalations as well as to lodging STR with the local authority;
...