Audit Management: Lead the annual audit process and prepare regulatory review & filings for SFC Type 1 licensed entities.
Regulatory Compliance Management: Manage all compliance matters for the group’s SFC licensed entities, working closely with our outsourced compliance provider to ensure adherence to all SFC rules and guidelines.
Client Onboarding Review: Review and approve client account opening applications and KYC documentation to ensure they meet regulatory standards.
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Maintains correspondent accounts in accordance with applicable regulations and policies, ensuring regulatory compliance and minimizing exposure related to assigned processing tasks.
Collaborate closely with colleagues across location to improve efficiency, address any knowledge gap and critical issues.
Identify, investigate, and resolve problems in client accounts or company records.
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Knowledge and skill in design thinking, change management, project management, technology adoption and process methodologies will be preferred
Possess excellent communication and interpersonal skills with the ability to engage various stakeholders in a fluid environment and a growing organisation with multi-generational staff
Team player, highly motivated and action-oriented with excellent planning, analytical and critical thinking skills
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Knowledge and skill in design thinking, change management, project management, technology adoption and process methodologies will be preferred
Possess excellent communication and interpersonal skills with the ability to engage various stakeholders in a fluid environment and a growing organisation with multi-generational staff
Team player, highly motivated and action-oriented with excellent planning, analytical and critical thinking skills
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