- Hong Kong Hong Kong
Working Location
Job Description
Responsibilities
Ashford Benjamin has engaged by multiple global hedge fund managers seeking Compliance officers to join their teams in Hong Kong.
This is a Compliance Generalist role driving the core, regulatory, and trade compliance control for the APAC business. Your day-to-day will involve interpreting and implementing complex APAC regulatory changes, providing front-office trade advisory, and conducting product due diligence. You will also manage regulatory reporting, oversee the control room, and handle daily compliance operations – including SFC/regional licensing, personal account dealing (PAD), and gifts and entertainment (G&E) – while driving broader APAC trade surveillance and compliance initiatives.
To be considered, candidates must have a minimum of 3 years of compliance experience gained within hedge funds, proprietary trading, investment banks, or asset management firms, backed by a solid understanding of regulatory requirement.
Please send your CV to Vivian Chen at *************, or call +************* for a confidential discussion.
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