- Kuala Lumpur Federal Territory Malaysia
Working Location
Job Description
Responsibilities
Trade Settlement:
• Processing of Settlements transactions, Reporting of Trade Status,
• Ensuring that all the trades that ought to have been sent to the market have actually been sent and the status updated in System.
• Checking of Funds and Holdings prior to settlements
• In case of Failed trades, the same have been updated with the correct reasons
• Contractual Settlements processing
• Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
• To ensure all control/operating procedure and documentations are properly followed.
• To ensure compliance to all established procedures, regulations and the Group Guidelines.
• To keep track of changes (internal and external) affecting Clients and communicate such changes, along with impact analyses, on a pro-active basis, through newsflashes, market insights, operations guides and through other routine communication.
Strategy
• Client First approach to handling processing.
• To ensure all control/operating procedure and documentations are properly followed.
• To ensure compliance to all established procedures, regulations and the Group Guidelines.
• To keep track of changes (internal and external) affecting Clients and communicate such changes, along with impact analyses, on a pro-active basis, through newsflashes, market insights, operations guides and through other rout
Business
• Client First approach to handling processing.
• To keep track of changes (internal and external) affecting Clients and communicate such changes, along with impact analyses, on a pro-active basis, through newsflashes, market insights, operations guides and through other routine communication.
Processes
• Other than the listed R&R, the candidate should have a flair for learning and process improvement
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key stakeholders
• GBS Operation leads, Country operation leads, Front Office and middle office
• Securities / Trade Settlement Operations (Fixed Income)
• Settlement Markets, Custodians & Depositories
• SWIFT & Securities Settlement Messaging
• Trade Matching, Confirmation & Exception Management
• Reconciliation, Risk & Operational Controls
• Settlement Systems / Platforms
• Graduate/Postgraduate with 6+ years of relevant work experience in the following areas:
• Trade Settlements and Mutual Fund Investment Management
• Exposure to Regional / Domestic Settlements operations, SWIFT Tags.
• Hands on experience in handling systems such as Clearstream / Euroclear / BBH/BNY will be added advantage.
• Knowledge of various settlement markets and swift message formatting
• Knowledge of allied products like corporate actions, Fund services and reference data will be an added advantage
We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.
Together we:
In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
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