Gravitas Recruitment Group Hiring! Full Time Regulatory Assurance Analyst - MSS in Hong Kong - Ricebowl

Regulatory Assurance Analyst - MSS

Contract Summary Box:
Location: Insert Location
Contract Length: 12 months
Pay Rate / Pay: 0.0 Per Month
Working Environment: Hybrid
Start Date: 16/09/2026

The Regulatory Assurance Analyst - MSS supports the compliance and regulatory assurance activities within the Securities Services and Custody business. This role involves monitoring regulatory developments, conducting assurance reviews, and assisting with the implementation of compliance frameworks to ensure adherence to industry standards and internal policies.

Key Skills & Experience

• 2+ years’ experience in regulatory compliance, assurance, or audit within financial services, preferably securities services or custody
• Strong knowledge of securities regulations, custody operations, and asset protection requirements
• Experience with regulatory frameworks such as CSDR, MiFID II, SEC, FCA, or similar
• Excellent analytical, communication, and report-writing skills
• Ability to work independently and collaboratively in a fast-paced environment

Nice to Have

• Professional certifications (e.g., ICA, CISI, CAMS, or similar)
• Experience with compliance monitoring tools and risk management systems
• Attention to detail and strong organisational skills

Role Overview
The Regulatory Assurance Analyst - MSS will monitor and interpret regulatory changes affecting securities services and custody, prepare assurance reports, and support audit and inspection activities. The role involves liaising with internal teams and external regulators, contributing to policy development, and tracking remediation actions. This position is based in a hybrid working environment, requiring on-site presence in the specified location.

Key Responsibilities

• Track and interpret regulatory developments affecting securities services and custody
• Conduct periodic assurance reviews of custody operations and client reporting
• Identify, assess, and report on regulatory risks, recommending mitigation strategies
• Assist in developing and implementing compliance policies, procedures, and controls
• Prepare documentation and supporting materials for audits and regulatory inspections
• Support training and awareness programmes for custody staff
• Prepare regulatory assurance reports for management, highlighting key findings and recommendations
• Liaise with compliance, legal, operations teams, regulators, and auditors
• Track and follow up on remediation actions from review findings and regulatory inspections

Requirements

• Right to work in the location specified
• Availability to start on 16/09/2026
• On-Site presence required
• Minimum 2 years’ experience in regulatory compliance, assurance, or audit within financial services

If you have the required skills and availability, please apply with an updated CV.