全职 Compliance Manager 工作, 薪水, Sunway Group Selangor 公司招聘中 - Ricebowl

About Us:

We are an established Corporate Insurance Agency and Credit & Leasing Company in the market. We provide general insurance services and loan financing facilities such as Hire Purchase, Industrial Hire Purchase and Term Loan.

Job Purpose:

To drive business growth by managing, servicing, and expanding our general insurance portfolio, with a primary focus on Commercial Line classes. This role blends traditional face-to-face corporate relationship management with modern, platform-driven and online initiatives to acquire new business and retain corporate accounts.

Job Description:

• Assist the Head of Department for the Company's compliance management functions, including regulatory governance and training such as compliance policies and regulations, assessments, reporting and training.
• Promote compliance culture and ethical conduct across the Company.
• Develop, establish, implement, monitor and continuously improve frameworks, policies, procedures and controls, etc. to ensure compliance by the Company with all applicable laws, regulations and guidelines, including anti-money laundering (AML) and moneylenders act (MLA) rules and regulations.
• Conduct review and due diligence for clients and loan/insurance agreements where required.
• Ensure compliance with Cash-Before-Cover regulations pertaining to payment of motor insurance premium.
• Liaise with internal/external auditors and regulators on audit, license/renewal and dispute/complaints.
• Assist Head of Department and work closely with the Company’s business, finance and audit functions to monitor and test the adequacy of the Company’s compliance and risk management efforts. Recommend preventive and corrective measures, and escalate any issues where required.
• Advise on risk and compliance matters, including assisting to review and provide recommendations on new products/services and processes.
• Investigate non-compliance incidents, coordinate incident reporting and remediation efforts.
• Develop and conduct compliance and risk related training programmes.
• Any other duties as and when assigned from time to time.

Minimum Requirements:

• Possess a Bachelor’s Degree in any related field, preferably in law, management, banking, finance, or accounting.
• Minimum of 6 - 8 years experience in a compliance, risk or audit role in the money lending and/or insurance industry.
• A good understanding of the regulatory requirements and interpretation of rules and guidance under the Moneylenders Act, Anti-Money Laundering, Anti-Terrorism Financing, Anti-Restricted Activity Financing and Proceeds of Unlawful Activities Act (AMLA), Ministry of Local Development Department, and relevant authorities.
• Experience with regulatory requirements and supervisory expectations of the Labuan Financial Services Authority (Labuan FSA) and reinsurance broking is an added advantage.
• Aptitude for accuracy and attention to details; strong writing, investigative, reasoning, analytical, and problem solving skills.
• Familiar and competent in the use of Microsoft Office (Excel, Word and Powerpoint).