We are partnering with a leading global investment management firm to appoint a Compliance Associate to support its Asia Pacific business.
This is an excellent opportunity for a compliance professional with investment management experience to join an established international platform, supporting regulatory compliance, governance and risk management activities across the region.
Key responsibilities include:
- Oversee compliance calendars, registers and regulatory obligations, including MAS and ASIC filings, attestations and periodic reviews.
- Support the development and review of compliance policies, procedures and regulatory updates.
- Coordinate regulatory filings, audits, licensing matters and client due diligence requests.
- Conduct AML/KYC due diligence on investors and counterparties, ensuring adherence to internal policies and regulatory requirements.
- Assist with compliance monitoring, testing, marketing material reviews and regulatory reporting.
- Support compliance training, onboarding, record-keeping and regional or global initiatives.
The Ideal Candidate:
- Bachelor's degree in Law, Accounting, Business, Finance or a related discipline, with at least 3 years of relevant compliance experience within investment management.
- Good understanding of the investment management industry, with familiarity in MAS and/or ASIC regulatory requirements. Real estate experience would be advantageous.
- Strong analytical skills, attention to detail and the ability to manage multiple priorities in a fast-paced environment.
- Excellent written and verbal communication skills, with the ability to collaborate across regional and global teams.
- Proactive, adaptable and comfortable embracing new technologies, including AI-enabled tools and workflows.