全职 Trade Surveillance Officer (Bank I Global Markets I Compliance) 工作, 薪水, Adecco 公司招聘中 - Ricebowl

The Opportunity

• Opportunity to work for one of the leading financial service providers and top banks
• Great exposure to learn about banking products and services domain
• Location at Central

MNC|Bank

The Job

1. Perform trade surveillance monitoring for Global Financial Markets (GFM) using automated trade surveillance system and internal reports to identify potential market abuse or misconduct and ensure adherence to applicable regulatory and internal compliance requirements, preferably in OTC products
2. Perform communications review by reviewing alerts in ECRUISE system, conduct voice monitoring, sampling review, reviewing of emails, tape recordings etc.
3. Ensure timely and effective review of alerts generated by surveillance systems and internal reports.
4. Undertake Control Room responsibilities, including maintaining and reviewing restricted and watch lists, managing wall-crossing and information barrier procedures, providing pre-trade and transactional guidance on conflicts and handling of MNPI, and escalating potential breaches in a timely manner.
5. Review and manage surveillance exceptions and prepare reports to management.
6. Investigate, document and close surveillance alerts thoroughly and within required timelines, ensuring that significant issues are fully investigated and promptly escalated (e.g. UAE/STR) where necessary.
7. Ensure surveillance monitoring procedures and parameters are appropriately maintained and updated to reflect changes in business activities and market conditions.
8. Liaise and work closely with Middle Office Technology team and external vendors to enhance existing processes and develop new or automated systems and monitoring tools.
9. Participate in system and process implementation activities, including user acceptance testing (UAT) and business integration.
10. Design, build and deploy agentic AI tools (e.g., workflow assistants, alert triage and investigation copilots) to drive operational efficiency, streamline end-to-end surveillance and control room processes and enhance controls governance.

The Talent

1. Bachelor's degree in Accountancy, Finance, or a related discipline.
2. 4-6 years of relevant experience in trade surveillance, communications surveillance, compliance monitoring, control room operations, or a related risk or surveillance function within a financial institution.
3. Good understanding of market conduct, market abuse risks, and the role of surveillance and controls within financial markets.
4. Exposure to or strong interest in automated surveillance systems, alert reviews, or communications monitoring (on the job training will be provided).
5. Strong analytical skills, attention to detail, and ability to manage multiple priorities under time sensitive conditions.
6. Ability to work collaboratively with team members across compliance, business, and technology functions.
7. Good written and verbal communication skills, with the ability to document observations and present findings clearly.
8. Interest in process improvement, automation, or emerging technologies (e.g. data analytics or AI) is an advantage.
9. Knowledge or practical experience in applying data analytics, automation, or AI enabled tools to improve surveillance efficiency and effectiveness is an advantage.

Next Steps

• Send your resume to *************
• Email Topic: Trade Surveillance Officer (Compliance)
  

Wu Yue Shan
EA License No: 91C2918
Personnel Registration Number: R25138923