全职 KYC Specialist 工作, 薪水, Nicoll Curtin 公司招聘中 - Ricebowl

Responsibilities:

• Perform review and uplift of existing KYC profiles to meet enhanced regulatory and internal policy requirements.
• Work collaboratively with the RM in the preparation of comprehensive KYC files and narratives for Periodic Reviews.
• Review the updated SOW documentation and KYC corroboration provided by the Front Office.
• Articulate SOW and Source of Funds (SOF) summaries ensuring clear justifications, plausibility assessments and traceability.
• Conduct a comprehensive SOW plausibility assessment, support on benchmarking, including review of the client’s transactional behaviour, review and validate name screening results
• Provide feedback to Relationship Managers (RMs) via email and/or in person and collaborate with them on drafting the client’s SOW narrative
• Review client structures (individuals, companies, trusts, foundations) and ensure documentation completeness in line with local regulations.
• Identify and escalate newly identified risk indicators or unusual transaction patterns during course of reviews.
• Maintain clear and comprehensive documentation of review rationale and decisions.
• Ensure timely and quality completion of assigned cases in line with defined timeline.
• Support periodic reporting and status updates for internal governance.
• Provide advice to Front employees on KYC/CDD- related matters.
• Contribute to continuous improvement by identifying recurring gaps and suggesting enhancements to procedures.
• Ensure that KYC/CDD issues are properly identified, assessed and documented.
• Ensure that where KYC/CDD measures cannot be completed, mitigating measures are in place for and timely escalation to Compliance where suspicious activities /conduct is also noted.