全职 Compliance Officer 工作, 薪水 up to SGD 8,000, BUGLEROCK CAPITAL PTE. LTD. Central Region (Singapore) 公司招聘中 - Ricebowl

About the Role
BugleRock Capital is a MAS-licensed wealth and asset management firm in Singapore. We are looking for a Compliance Officer to own the day-to-day compliance function and keep the firm aligned with MAS regulations as we grow. You will work closely with the front office, senior management and external advisors.

Key Responsibilities

• Monitor and ensure compliance with the Securities and Futures Act, MAS notices and guidelines applicable to a Capital Markets Services licensee
• Maintain and update the firm’s compliance policies, procedures and manuals
• Oversee AML/CFT controls, including client onboarding, KYC/CDD, EDD, sanctions and PEP screening, and suspicious transaction reporting
• Review marketing materials, client communications and product documentation for regulatory compliance
• Conduct compliance monitoring and testing, including trade surveillance, personal account dealing, conflicts of interest and gifts and entertainment
• Manage regulatory filings, returns and notifications to MAS
• Handle breach and incident reporting, investigations and remediation tracking
• Deliver compliance training and advise staff on regulatory requirements
• Support audits, regulatory inspections and licence-related applications
• Provide compliance input on new products, services and business initiatives

Requirements

• Bachelor’s degree in Finance, Business or a related field
• 7 to 8 years of compliance experience in wealth management, asset management or private banking in Singapore
• Prior front office or business-facing compliance background is preferred
• Strong working knowledge of the SFA, FAA, MAS notices and AML/CFT requirements
• Familiarity with RMO, RNF and Compliance Officer regulatory requirements is an advantage
• Sound judgment, with the confidence to challenge and advise senior stakeholders
• Excellent written and verbal communication skills
• High integrity and strong attention to detail