Job Purpose
Monitor, surveil and analyze trading activities such as equities, derivatives, bonds, structured products and alternative products in the capital market to detect and pre-empt market misconduct and abusive behavior; and providing insights and views related to market trading activities in order to maintain a fair and orderly capital market .
Main Accountabilities
- Perform analysis on moderate-to-complex cases and public complaints received involving possible market misconduct in the securities and derivatives markets and propose recommendations.
- Perform thematic surveillance analysis on issues pertaining to emerging risks in capital markets.
- Present case findings to relevant line departments and management during case referral process, as well as adhere to the relevant referral processes.
- Provide post-referral support to SC line departments for purposes of supporting SC’s enforcement actions.
- Provide technical insights on market surveillance matters.
- Ad-hoc/recurring tasks or projects arising from management’s directive.
- Leveragetechnology to support market abuse case analysis.