全职 Manager, Legal and Compliance 工作, 薪水 up to HKD 40,000, FUBON GROUP Hong Kong 公司招聘中 - Ricebowl

About the role

Fubon Fund Management (Hong Kong) Limited is seeking an experienced Legal and Compliance Manager to join our dynamic team in North Point, Eastern District. This is a full-time position that will play a crucial role in the day-to-day legal and compliance advisory of our funds management business.

Responsibilities

The successful candidate will be responsible for the overall compliance and regulatory affairs of the Company, including but not limited to:

• Oversee and monitor all internal compliance activities to ensure that all regulated activities are conducted in full compliance with applicable laws, regulations, the Securities and Futures Commission (SFC) requirements, and internal policies and procedures.
• Act as the primary point of contact with the Hong Kong Securities and Futures Commission, including handling regulatory correspondence, filings, notifications, and periodic regulatory reporting.
• Serve as the Company’s Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) in accordance with SFC requirements.
• Establish, review, and maintain appropriate compliance policies, procedures, and internal controls.
• Assist senior management in identifying, assessing, and managing compliance and operational risks, and support the implementation of the Company’s overall risk management framework.
• Provide compliance advice and guidance to management and relevant business units on regulatory and compliance matters.

Requirements

• A minimum of three (3) years of relevant compliance experience in a Type 9 (Asset Management) regulated activity under the Hong Kong Securities and Futures Ordinance.
• Solid knowledge of Hong Kong regulatory requirements, including the SFC Code of Conduct, AML / CTF guidelines, and applicable compliance standards.
• Legal or financial professional background, preferably with a degree in Law, Finance, Accounting, Risk Management, or a related discipline.
• Strong interpersonal and communication skills with the ability to liaise effectively with regulators and internal stakeholders.
• High level of integrity, attention to detail, and ability to work independently.
• Must be permanently based in Hong Kong.

Pay: $30,000.00 - $40,000.00 per month

Benefits:

• Employee pension
• Maternity leave
• Medical Insurance
• Paid sick time
• Parental leave

Work Location: In person