全职 Compliance Consultant 工作, 薪水, Optionality 公司招聘中 - Ricebowl

About the Role

We are seeking a sharp, adaptable, and proactive Compliance Analysts / Associates to join our Singapore-based regulatory team. This role offers exposure to wholesale financial services and adjacent regulated industries—insurance, law, audit, fintech—and is ideal for a candidate who wants to grow fast, think independently, and work on cross-border regulatory issues with global clients.

Key Responsibilities

·      Draft, refine, and maintain compliance policies and procedures across multiple jurisdictions (e.g., MAS, SFC, FCA, SEC)

·      Support regulatory filings, licensing documentation, and audit preparation for financial and operational reviews (e.g. MAS-TX, WINGS)

·       Maintain compliance indicators and control logs, including breaches, PA dealing, conflicts, and AML/KYC records

·      Use Excel to manage compliance registers, build dashboards, and automate reporting templates

·      Conduct and escalate trade surveillance reviews, including post-trade monitoring and exception analysis

·      Translate and review Mandarin-language documents, liaising with Mandarin-speaking clients and regulators as needed

·      Perform regulatory research to track legal developments and conduct impact assessments

·      Collaborate with consultants and client stakeholders on process improvements, audits, and workflow documentation

Required Skills & Experience

• 4-7 years in compliance, audit, legal, or regulatory operations
• Strong Excel skills (formulas, pivot tables, data cleaning)
• Proficiency with Microsoft Word editing and formatting
• Familiarity with MAS, SFA, FAA, and broader APAC regulatory regimes
• Knowledge of e-government platforms including MAS-TX and WINGS
• Excellent written communication and organizational skills

Additional Skills

• background in external or internal audit
• experience in self-initiated projects
• familiarity with frontier AI programs

Preferred Backgrounds

·      Buy-side / sell-side compliance and ops

·      Insurance, law firms, or consultants with regulatory exposure

·      Big 4 audit or advisory teams

·      Professionals supporting internal audit, licensing, or governance

·      Former MAS officers