Job Responsibilities:
Being the first line of control to assure the quality on document submission and order execution
Assisting on client account opening, and liaise with Front, Middle and Back Office as regard to client’s document
Assisting on client’s investment orders by pre-trade suitability checking, order taking and post-trade reporting, confirmation and filing
Assisting on KYC and periodic review, credit review and other client’s matter
Prepare marketing document for the team and also business statistics for management report
Job Specification:
Bachelor degree holder, preferably in Economics, Finance, Business Administration or relevant subjects
1-3 experience in Banking, Securities House, Wealth Management or Asset Management business
Have knowledge in the investment product spectrum, i.e. equity, fixed income, derivatives, and forex etc.
With good writing and analytical skills
Fluent in Cantonese, Mandarin and English
Familiar with the SFC/ HKMA regulatory framework in Hong Kong
Full-time