全职 Compliance Executive 工作, 薪水, LuLu Money Malaysia Federal Territory 公司招聘中 - Ricebowl

The role of the Compliance Executive is to execute the compliance investigation procedure that the company has implemented and related to AML/CFT.

Responsibilities

• Effectively implement the Compliance Investigation Procedure for the Company.
• Assist the Compliance Officer towards executing the Compliance Investigation Procedure effectively and the AML system.
• Assess, evaluate, and manage all types of AML/CFT risks that the company is exposed to including risks that cannot be directly quantified;
• Operate the AML System functionality; Investigate the alerts generated by the AML System, based on rules and scenarios, that automate the Compliance Investigation procedure;
• Investigate any other type of queries, requests, or searches that either Regulatory Authorities, or other Competent Authorities, or Contracted Third Parties have forwarded to the Compliance Team and have been assigned by the Compliance Officer.
• Respond within minimum time to any type of queries, alerts, or requests for investigation ensuring appropriate actions and investigation results evidenced in these responses, always following the Compliance Investigation procedure;
• Run various reports, as directed by the Compliance Officer on a daily, weekly, or monthly basis and analyze them so as to provide qualitative data for assistance in the Compliance decision-making process.
• Handle and monitor iSTR (Internal Suspicious Transaction Report) transactions, ensuring proper investigation, documentation, and timely escalation of suspicious activities in accordance with the company's AML/CFT policies and procedures.
  
  

Requirements

• Preferably Bachelor holder with 1 to 2 years’ experience on Compliance or similar capacity:
• Have a good knowledge of the country statutory and regulatory requirements, procedures and standards as well as their practical effects on the Compliance Investigation procedure;
• Any experience in Money Services Business and financial institutions will be considered.
• Applicants must be Malaysian citizens or hold relevant residence status.
• Able to work independently with good leadership & communication skills.
• Good command of English. Both verbal and written.
• Familiar with Microsoft office (Excel, Word and PowerPoint)
• Possesses a keen eye for detail and a commitment to accuracy, complemented by investigative, reasoning, analytical, and problem-solving capabilities.