jobs in Trevose Partners Limited

全职 AVP, KYC-AML 工作, 薪水, Trevose Partners Limited Hong Kong 公司招聘中 - Ricebowl

AVP, KYC-AML

Trevose Partners Limited

全职

Hong Kong

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工作地点

  • Hong Kong Hong Kong

职位描述

岗位职责

Responsibilities

  • Act as the single point of contact for the Business, managing the end to end KYC process for new client adoptions, product/business extensions and client regular review/remediation for IB (Global Market) business line, ensuring outputs are of high quality, and delivered in timely manner
  • Gather and collect all required KYC, compliance or regulatory documentation via internal or public searches, as well as through Client or Business Outreach
  • Perform first screening on documentation to ensure client adoption/review adheres to bank's Global Compliance requirements, specific country KYC & regulatory requirements and Key Operating Procedures
  • Manage escalations and face off to key stakeholders
  • Manage risk effectively by ensuring timely and precise escalation and handling/monitoring of issues including identification of root cause and coming up with resolutions
  • Effective pipeline prioritization and coordination with NOC (Near & Offshore Centers) teams
  • Develop and produce critical metrics and reports that provides transparency on team’s performance and Business intelligence
  • Monitor and track exceptional/conditional approvals, audit and regulatory items until closure

Requirements

  • Strong knowledge on AML, KYC, and regulatory requirements like FATCA, MIFID, etc.
  • Product knowledge and specific requirements of Global Market product is a plus
  • Relevant experience in Client On boarding and Remediation
  • Experience of on boarding / Remediation entity type Regulated Entities, SWF, SOE, Special Purpose Vehicles, Funds, Trusts, REITs
  • Strong background in Client Service
  • Deep understanding of Global Market
  • Knowledge on account documentation review

重要安全守则

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