全职 AML Governance Senior Manager 工作, 薪水, Bank Of China (Malaysia) Berhad Federal Territory 公司招聘中 - Ricebowl

• Compliance Testing & Assurance
• Assist immediate supervisor to develop an annual AML compliance review work plan that complements the Bank’s strategic objectives; and
• Perform regular compliance/ thematic reviews, testing and assessments across AML/CFT, regulatory compliance, fraud management, and ABC areas. Evaluate design and operating effectiveness of controls to ensure adherence to regulatory standards and internal policy requirements.
• Identify control weaknesses, process gaps, and instances of non-compliance; recommend and track remediation action plans.
• Prepare review reports with clear findings, root cause analyses, and practical recommendations for management action.
• Monitor the implementation status of corrective actions and escalate unresolved issues to the Head of Compliance Testing.
• Participate and manage discussion with business units to implement relevant controls to comply with local law and regulatory requirements.
• To conduct investigation into any fraudulent acts / allegation of wrongdoing or misconduct involving staffs, when needed.
• Ensure testing procedures are effective and align with regulatory and supervisory expectations.
• Document findings with clear root cause analysis.

• Monitoring, Reporting & Remediation
• Track and validate the timely and effective remediation of compliance issues and regulatory findings.
• Assess the adequacy of internal controls to manage compliance risk and promptly follow up on any identified deficiencies and plans to address such deficiencies;
• Prepare periodic compliance review / testing reports for the Board and Senior Management level committee.
• Ensure timely escalation of significant compliance risk incident to Chief Compliance Officer, where applicable to ensure immediate remediation action is initiated to mitigate the risk;
• Provide timely update to Head of AML and Chief Compliance Officer on potential compliance issue and risk assessment to make an informed judgement;

• Stakeholder Management
• Act as a trusted compliance advisor to business and functional units on regulatory interpretation and control requirements;
• Assist Head of AML in the coordination and management of review or inspection by internal and external stakeholder.
• Lead, participate in the discussion with business and support units on advisory matter related to AML risk, ABC and Fraud Risk Management and to implement relevant controls to reduce residual AML, ABC and Fraud Risk to ensure that the risk exposure of the Bank is being identified and managed within the Bank’s risk appetite

• Advisory
• Provide advisory and guidance to business and operation units on the interpretation of AML laws and regulatory requirements, ABC and Fraud Risk Management and implementation of internal policies and procedures for the management of AML risks, ABC and Fraud Risk Management relevant to the respective business and operation units to ensure alignment to all laws and regulatory requirements; and
• Keeping immediate supervisor / Head of AML / Chief Compliance Officer informed on regulatory developments, its implication to the bank’s risk profile;

• Training and Awareness
• Participate with immediate supervisor to reinforce AML, ABC and Fraud Risk Management culture in the Bank by inculcating compliance is everyone’s responsibilities;
• Ensure adequate level of awareness across all departments in relation to AML, ABC and Fraud Risk Management;
• Provide guidance on AML, ABC and Fraud Risk Management areas to business and support units.

Any other duties and responsibilities as assigned by Chief Compliance Officer and Head of AML from time to time.