全职 Regulatory compliance 工作, 薪水, Employment US-Agency 公司招聘中 - Ricebowl

About The Company

Our client is a Wholesale Bank hiring for an experienced regulatory compliance specialist.

About The Job

As a key member of the Core Compliance team, you will be responsible for:

• Providing advisory, interpretation and guidance on MAS regulations, guidelines and notices
• Handling regulatory submissions and addressing regulatory queries
• Managing and identifying regulatory risks as well as keeping abreast of regulatory developments
• Updating and maintaining policies, procedures, manuals
• Conducting compliance monitoring and testing
• Handling periodic/adhoc reporting to Head Office
• Managing internal/external audits and monitoring audit issues branch wide
  
  

Skills And Experience Required

• Bachelors Degree from a recognised institution
• Minimum 4-8 years of relevant compliance advisory experience from a Private Banking environment
• Well versed in Securities Futures Act (SFA) and Financial Advisors Act (FAA)
• Team player with strong communication and interpersonal skills
  
  

To apply online please use the 'apply' function, alternatively you may contact at .

(EA: 94C3609/ )

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About The Company

Our client is a Wholesale Bank hiring for an experienced regulatory compliance specialist.

Skills And Experience Required

• Bachelors Degree from a recognised institution
• Minimum 4-8 years of relevant compliance advisory experience from a Private Banking environment
• Well versed in Securities Futures Act (SFA) and Financial Advisors Act (FAA)
• Team player with strong communication and interpersonal skills
  
  

To apply online please use the 'apply' function, alternatively you may contact at . ...

(EA: 94C3609/ )

show more

No Additional Skills Required

no additional qualifications required

Bachelor Degree