Ad Astra Consultants Hiring! Full Time Regulatory Analyst in Federal Territory - Ricebowl

Regulatory Reporting Analyst

Employment Type: Full-tim

e Industry: Banking | Investment Banking | Financial Service

s
About the Ro

leWe are seeking a detail-oriented Regulatory Reporting Analyst to join our Regulatory Operations team. In this role, you will support global regulatory reporting obligations by ensuring accurate trade reconciliation, investigating reporting exceptions, and maintaining compliance with regulatory requirements across multiple jurisdiction

s.This opportunity is ideal for professionals with experience in trade reporting, reconciliation, capital markets operations, and regulatory complianc

e.
Key Responsibilit

iesPerform daily regulatory trade reconciliation accurately and within defined timelin

es.Monitor reconciliation feeds and proactively identify reporting exceptio

ns.Investigate reconciliation breaks and perform root cause analys

is.Collaborate with Technology, Operations, and Business stakeholders to resolve reporting issu

es.Assign and manage ADO/Jira tickets for reconciliation exceptio

ns.Ensure regulatory reports are submitted accurately and on ti

me.Prepare Management Information (MI) reports and operational dashboar

ds.Respond promptly to internal and external regulatory queri

es.Maintain process documentation and ensure compliance with operational contro

ls.Extract reports from Trade Repositories (DTCC, UnaVista, MDP) for BAU activiti

es.Participate in regulatory change initiatives, process improvements, and strategic projec

ts.
Tools & Systems Knowl

edge• DTCC / UnaV

ista• Trade Repositories

(TR)• Excel (Advance

d) • Market Data Platforms (

MDP)• ADO / Jira (issue tracking to

ols)
Regulatory Know

ledge• CFTC / SEC

(US)• MiFID II / EMIR / SFTR (Eu

rope)• FCA / MAS / ASIC (global regula