Michael Page Hiring! Full Time Compliance Specialist - Michael Page in Hong Kong - Ricebowl

• A reputable SOE background of Investment platform in Hong Kong
• Newly set up investment entity in Hong Kong

Founded in early 2000's , the group is a state-controlled investment institution with a long-standing focus on primary market investments. The firm has built strong capabilities across hard technology, artificial intelligence, advanced manufacturing, and life & healthcare sectors.

The group manages a combination of proprietary capital and multiple government- and market-backed funds, with aggregate assets under management exceeding RMB 130 billion. It is consistently ranked among the top-tier investment platforms in China.

As part of its international expansion, the group has established a Hong Kong subsidiary and is in the process of setting up a Hong Kong-based investment fund with a strong strategic focus on innovation and cross-border opportunities.

Job Description

Fund & Regulatory Management

• Serve as Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses
• Lead and manage the licensing application, ongoing compliance, and regulatory engagement with the SFC
• Establish and maintain a robust compliance, risk management, and internal control framework for Hong Kong operations
• Oversee the full lifecycle of Hong Kong fund operations, including fund structuring, launch, and day-to-day management
• Coordinate with legal advisors, auditors, custodians, and other service providers

• Support the deployment of a target HKD 2 billion fund, focusing on:
• Life & healthcare
• Artificial intelligence and AI-enabled manufacturing
• Primary geographic focus on Hong Kong and the Greater Bay Area, with strong linkage to Mainland China
• Conduct project sourcing, due diligence support, and on-site company visits
• Participate in LP communication and fundraising activities, including engagement with Hong Kong government-related capital and local institutional LPs
• Build and maintain relationships with government bodies, industrial partners, and innovation ecosystems

• Act as the senior representative of the group in Hong Kong
• Build, manage, and develop the Hong Kong team as the platform scales
• Establish operational processes that align Hong Kong practices with group governance while maintaining local market efficiency

Mandatory Requirements

• SFC Type 4 & Type 9 Responsible Officer qualification (existing or transferable)
• Legal right to work and reside in Hong Kong
• Master's degree or above, preferably from:
• Mainland China 985 / top-tier universities, or
• Top ************* QS-ranked universities
• Solid background in asset management, private equity, venture capital, or related financial institutions
• Proven ability to assume substantive management responsibilities under Hong Kong regulatory standards

• Mainland China background with strong understanding of cross-border investment and regulatory environments
• Experience with RMB funds, government-guided funds, or state-linked investment platforms
• Proven track record in fund setup from inception or launching new investment platforms
• Industry exposure to AI, hard tech, advanced manufacturing, or life sciences

• Strong entrepreneurial mindset with the ability to operate in a start-up platform environment
• Practical, execution-oriented, and willing to be hands-on
• Sound judgment, stable values, and strong sense of regulatory responsibility
• Ability to balance state-backed governance standards with market-driven execution

• Monthly base salary plus performance-based bonus
• Reference annual total compensation: approximately RMB 2 million, flexible for exceptional candidates
• Long-term incentives may be discussed in line with fund development and platform growth