全职 Regulatory Analyst 工作, 薪水, Ad Astra Consultants Federal Territory 公司招聘中 - Ricebowl

Regulatory Reporting Analyst – Capital Markets

Employment Type: Full-time

Industry: Banking | Investment Banking | Financial Services

About the Role

We are seeking a detail-oriented Regulatory Reporting Analyst to join our Regulatory Operations team. In this role, you will support global regulatory reporting obligations by ensuring accurate trade reconciliation, investigating reporting exceptions, and maintaining compliance with regulatory requirements across multiple jurisdictions.

This opportunity is ideal for professionals with experience in trade reporting, reconciliation, capital markets operations, and regulatory compliance.

Key Responsibilities

Perform daily regulatory trade reconciliation accurately and within defined timelines.

Monitor reconciliation feeds and proactively identify reporting exceptions.

Investigate reconciliation breaks and perform root cause analysis.

Collaborate with Technology, Operations, and Business stakeholders to resolve reporting issues.

Assign and manage ADO/Jira tickets for reconciliation exceptions.

Ensure regulatory reports are submitted accurately and on time.

Prepare Management Information (MI) reports and operational dashboards.

Respond promptly to internal and external regulatory queries.

Maintain process documentation and ensure compliance with operational controls.

Extract reports from Trade Repositories (DTCC, UnaVista, MDP) for BAU activities.

Participate in regulatory change initiatives, process improvements, and strategic projects.

Tools & Systems Knowledge

• DTCC / UnaVista

• Trade Repositories (TR)

• Excel (Advanced)

• Market Data Platforms (MDP)

• ADO / Jira (issue tracking tools)

Regulatory Knowledge

• CFTC / SEC (US)

• MiFID II / EMIR / SFTR (Europe)

• FCA / MAS / ASIC (global regulators)