- Admiralty Hong Kong Hong Kong
CA Indosuez Wealth (Group) Hiring! Full Time Internal Control Manager M-F in Hong Kong - Ricebowl
Share
Save
Working Location
Job Description
Responsibilities
General information
Entity
About Indosuez Wealth Management in AsiaIndosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference
*************Publication date
06/07/2026Position description
Business type
Types of Jobs - Risk Management / Control
Job title
Internal Control Manager M/F
Contract type
Permanent Contract
Expected start date
01/09/2026
Management position
No
Job summary
Outline of the Position
- Support the Internal Control Team for Private Banking Hong Kong by monitoring Front Office selling processes and related activities. Ensure effective risk identification, control execution, and compliance with regulatory and internal requirements.
Key Responsibilities
- Execute and monitor FO control activities, including transaction monitoring, suitability mismatch control, third-party fund transfer controls, fee and commission controls, best executions, etc
- Ensure control execution meets standards of timeliness, completeness, and accuracy, with proper documentation of evidence
- Identify control lapses and recommend improvements to control design and effectiveness
- Provide advisory and guidance to Front Office on control matters; escalate issues appropriately and drive follow-up remediation actions
- Collaborate with Front Office, Investment Advisors, Product Specialist, Compliance and Risk to ensure Private Banking operates within a robust and compliant risk and control environment
- Work closely with the Internal Control Team in Singapore to create synergies, and support initiatives to automate and streamline control processes
- Support the Head of Operational Risk Management & Quality Assurance, Asia in strengthening the control framework and contributing to management reporting and procedures update
- Participate in HKMA onsite examinations and internal/external audits, including evidence preparation and responses to findings
- Perform ad-hoc tasks/projects as assigned and deliver timely updates on assigned workstreams
Position location
Geographical area
Asia, Hong Kong
City
29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
University degree holder
Level of minimal experience
6-10 years
Experience
5 – 7 years relevant experience in risk control/compliance testing within financial services
Required skills
- Strong knowledge of Private Banking selling processes, FO activities, and relevant regulatory requirements
- Proactive, independent judgement, strong analytical and problem-solving skills
- Excellent writing and documentation skills for control files and reports
- Strong team player and good communication skills
Technical skills required
Proficient in MS Word, Excel, PowerPoint
Languages
Fluent in English and Cantonese & Mandarin (spoken and written)
Important Information
Never provide your bank or credit card details when applying for jobs. Do not transfer any money or complete unrelated online surveys. If you see something suspicious, Report this Job ad.
Learn More