Indosuez Wealth Management Hiring! Full Time Internal Control Manager M-F in Hong Kong - Ricebowl

Description du poste

Outline of the Position

• Support the Internal Control Team for Private Banking Hong Kong by monitoring Front Office selling processes and related activities. Ensure effective risk identification, control execution, and compliance with regulatory and internal requirements.

Key Responsibilities

• Execute and monitor FO control activities, including transaction monitoring, suitability mismatch control, third-party fund transfer controls, fee and commission controls, best executions, etc
• Ensure control execution meets standards of timeliness, completeness, and accuracy, with proper documentation of evidence
• Identify control lapses and recommend improvements to control design and effectiveness
• Provide advisory and guidance to Front Office on control matters; escalate issues appropriately and drive follow-up remediation actions
• Collaborate with Front Office, Investment Advisors, Product Specialist, Compliance and Risk to ensure Private Banking operates within a robust and compliant risk and control environment
• Work closely with the Internal Control Team in Singapore to create synergies, and support initiatives to automate and streamline control processes
• Support the Head of Operational Risk Management & Quality Assurance, Asia in strengthening the control framework and contributing to management reporting and procedures update
• Participate in HKMA onsite examinations and internal/external audits, including evidence preparation and responses to findings
• Perform ad-hoc tasks/projects as assigned and deliver timely updates on assigned workstreams

• Critères de candidature

  Date de prise de fonction

  01/09/2026

  Poste avec management

  Non

  Niveau d'étude minimum

  Bac + 3 / L3

  Formation / Spécialisation

  University degree holder
  5 – 7 years relevant experience in risk control/compliance testing within financial services

  Niveau d'expérience minimum

  6 - 10 ans

  Compétences recherchées

  • Strong knowledge of Private Banking selling processes, FO activities, and relevant regulatory requirements
  • Proactive, independent judgement, strong analytical and problem-solving skills
  • Excellent writing and documentation skills for control files and reports
  • Strong team player and good communication skills

  Outils informatiques

  Proficient in MS Word, Excel, PowerPoint

  Langues

  Fluent in English and Cantonese & Mandarin (spoken and written)

• Entreprise Indosuez Wealth Management

  À propos d'Indosuez Wealth Management en Asie
  Indosuez Wealth Management dispose d'un ancrage solide sur le continent asiatique. Ses racines remontent à plus d'un siècle à Singapour et à Hong Kong, alors que se créaient les implantations historiques de la Banque de l'Indochine. A partir de ces deux implantations, filiales de CA Indosuez (Switzerland) SA, près de 220 experts conjuguent leur connaissance de l'environnement régional avec les vastes expertises et possibilités d'action du réseau mondial Indosuez Wealth Management et du groupe Crédit Agricole.
  
  En agissant chaque jour dans l'intérêt de la société, nous sommes un groupe engagé en faveur des diversités et de l'inclusion. Tous nos postes sont ouverts aux personnes en situation de handicap.