- Hong Kong Hong Kong
CITIC CLSA Hiring! Full Time Associate, KYC - Onboarding, Asset Management in Hong Kong - Ricebowl
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Job Description
Responsibilities
Key Areas of Responsibilities
- Responsible for the Know Your Customer (KYC) and Customer Due Diligence (CDD) process including end-to-end new account opening and periodic review on existing clients. Ensure that the onboarding and review requirements are in compliance with Anti-Money Laundering (AML) Tax evasion and Countering the Financing of Terrorism (CFT) regulations and guidelines.
- Perform analysis of the gathered data on the source of fund and source of wealth, conduct a thorough sanity check and collaborate with the Key Responsible Manager (KRM) to validate the customer’s information.
- Conduct name screening and ensure all adverse news has been cleared, documented, and escalated appropriately.
- Effective communication with Compliance, Legal, Key Responsible Manager (KRM), Product Development Team, and other relevant stakeholders regarding documentation requirements, ensuring adherence to regulatory standards and procedures.
- Resolve any issues arising from the screening processes in a professional and efficient manner.
- Maintain a current database of all information, documents, financial reports, and news on our accounts for Compliance vetting, Legal and Internal Audit
- Maintain accurate and complete records of the KYC information and documentation in the relevant systems in a timely manner.
- Ensure to deliver high quality service to internal clients in a professional and efficient manner.
Requirements
- Bachelor's Degree in business, finance, or equivalent education
- At least 3 years of experience in KYC/CDD review in banking and finance industry
- Attentive to details, diligent, independent and able to work under pressure
- Self-motivated and work as a team player with good communication skills
- Good command in written and spoken English and Cantonese
- Business level Putonghua as a minimum
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