jobs in Gravitas Recruitment Group

全职 AD, Wealth Management Compliance 工作, 薪水, Gravitas Recruitment Group Hong Kong 公司招聘中 - Ricebowl

AD, Wealth Management Compliance

Gravitas Recruitment Group

Undisclosed

Hong Kong

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工作地点

  • Hong Kong Hong Kong

职位描述

岗位职责

Our client operates within the financial services sector, fostering a collaborative and professional culture. They are seeking a dedicated Wealth Management Compliance professional to join their onsite team. This role involves supporting compliance functions within wealth management operations and ensuring regulatory adherence. It is a key position that helps maintain the integrity and reputation of the organization.

Role Overview:

This position is focused on providing compliance support within wealth management, contributing to the overall risk management framework and ensuring compliance standards are met across the organization.

Key Skills & Experience:

  • Experience in financial securities or brokerage (IND Fin Sec/Brokerage)
  • Strong understanding of wealth management compliance standards
  • Ability to work onsite effectively
Key Responsibilities:

  • Supporting compliance activities within wealth management operations
  • Ensuring adherence to regulatory requirements and internal policies
  • Assisting with compliance monitoring and reporting activities
Requirements:

  • Right to work in the required location
  • Experience in financial securities or brokerage sector
  • Available to work onsite
Nice to Have (Optional):

  • Additional compliance qualifications or relevant industry certifications

This is an excellent opportunity to contribute to a reputable organization within a dynamic team. If you meet the criteria and are ready to advance your career in wealth management compliance, please apply now.

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