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Ambition Hiring! Full Time Compliance - Asset Management in Federal Territory - Ricebowl

Compliance - Asset Management

Ambition

Undisclosed

KL City, Federal Territory

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Working Location

  • Kuala Lumpur Federal Territory Malaysia

Job Description

Responsibilities

Senior Compliance Leader | Financial Services | Kuala Lumpur | Permanent

Are you a seasoned compliance professional ready to lead from the front? This is a senior opportunity to drive regulatory excellence and embed a culture of ethics and integrity within a respected financial services organisation in Kuala Lumpur.

Why Apply?
Step into a high-impact role where your expertise will shape compliance strategy, influence the senior management agenda, and directly support the organisation's sustainable growth. If you thrive in a complex regulatory environment and enjoy leading high-performing teams, this is the role for you.

The Role
Leading the full compliance function as a second line of defence, you will be responsible for:
  • Designing and continuously enhancing the compliance programme across regulatory, investments, product and sales areas
  • Conducting risk assessments and engaging senior stakeholders to identify and manage key regulatory and ethical risks
  • Developing compliance policies and overseeing monitoring, reporting and timely escalation to senior management and board committees
  • Creating and delivering compliance education and training to embed a strong ethics culture
  • Managing investigations into potential policy violations or intermediary misconduct
  • Leading, coaching and developing the compliance team
What We're Looking For
Our client is looking for a compliance professional who brings:
  • A degree in Accounting, Finance, Law or Business, with a minimum of 10 years' experience in financial services compliance
  • Preferably holding Modules 9, 10 and 11 of the Securities Commission Malaysia Licensing Examination
  • Sound knowledge of fund management and the Malaysian regulatory landscape
  • Strong written and verbal communication skills in English and Bahasa Malaysia
  • Proven leadership, analytical thinking and problem-solving capabilities
  • High integrity with the ability to perform under pressure and take ownership of results
If you are ready to make a meaningful impact at a senior level, apply today and take the next step in your compliance career.
JTK Number: JTKSM 995 | Company Registration Number: *************88 (1048918-T)

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